Paul D. Perry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul David Perry was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2009 - February 13, 2024
CRESCENT SECURITIES GROUP, INC.
June 24, 2004 - November 19, 2009
CULLUM & BURKS SECURITIES, INC.
October 16, 2000 - November 19, 2009
CULLUM & BURKS SECURITIES, INC.
August 1, 1997 - October 23, 2000
EDI FINANCIAL, INC.
December 5, 1991 - August 20, 1997
CULLUM & SANDOW SECURITIES, INC.
November 27, 1991 - December 5, 1991
MOMENTUM INDEPENDENT NETWORK INC.
March 5, 1991 - November 26, 1991
RAUSCHER PIERCE REFSNES, INC.
May 11, 1988 - March 4, 1991
CULLUM & SANDOW SECURITIES, INC.
August 7, 1987 - May 23, 1988
MATCH-POINT SECURITIES, LLC
November 26, 1985 - August 3, 1987
CULLUM & SANDOW, INC.
October 14, 1985 - November 25, 1985
KIDDER, PEABODY & CO. INCORPORATED
January 12, 1985 - October 21, 1985
RAUSCHER PIERCE REFSNES, INC.
May 30, 1984 - January 14, 1985
FIRST MARKET INTERNATIONAL SECURITIES CORPORATION
April 20, 1983 - April 12, 1984
ROTAN MOSLE INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CRESCENT SECURITIES GROUP, INC.
CRD#: 114993 / SEC#: , 8-53457
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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