Thomas J. Wilder

CETERA INVESTMENT ADVISERS LLC

RED WING, MN 55066

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CRD#: 1112498

Professional summary

Thomas Jones Wilder is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Red Wing, Minnesota and CETERA WEALTH SERVICES, LLC located in Red Wing, Minnesota.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Thomas has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(dba) GREAT RIVER WEALTH MANAGEMENT LLC; Investment Related; 2000 Old West Main Street, Suite 400, 4th Floor, Red Wing, MN 55066; Financial Services; President; Start Date 11/2017; 160 hours per month with all of these hours occurring during trading hours; Financial Services by a hybrid model RIA fees and broker commissions. >> STAINLESS STONE LLC; Non-Investment Related; Red Wing, MN 55066; Cookware; Owner/President; Start Date 10/2020; 8 hours per month with no hours occurring during trading hours; Sale of surgical stainless steel, food grade, baking pizza stone; Order, package, and ship pizza stones via Internet sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Jones Wilder's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2025 - Present

CETERA INVESTMENT ADVISERS LLC

Office #1: 2000 Old West Main Street Suite 400 4th Floor, Red Wing, MN 55066

RIA

CRD#: 105644

RED WING, MN

Current

February 20, 2025 - Present

CETERA WEALTH SERVICES, LLC

Office #1: 2000 Old West Main Street Suite 400 4th Floor, Red Wing, MN 55066

CRD#: 13572

Red Wing, MN

Past

November 3, 2017 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

RIA

CRD#: 15708

Red Wing, MN

Past

November 3, 2017 - February 20, 2025

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

Red Wing, MN

Past

January 27, 2017 - November 6, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

RED WING, MN

Past

January 20, 2017 - January 22, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

RED WING, MN

Past

January 20, 2017 - November 6, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

RED WING, MN

Past

January 31, 2014 - January 23, 2017

COLLIERS SECURITIES LLC

RIA

CRD#: 7477

MINNEAPOLIS, MN

Past

November 7, 2002 - January 23, 2017

COLLIERS SECURITIES LLC

CRD#: 7477

MINNEAPOLIS, MN

Past

October 31, 2002 - November 8, 2002

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

October 16, 2000 - November 8, 2002

HOWARD WEIL INCORPORATED

CRD#: 30958

NEW ORLEANS, LA

Past

March 7, 2000 - October 25, 2000

JOHN G. KINNARD AND COMPANY, INCORPORATED

CRD#: 466

MINNEAPOLIS, MN

Past

September 30, 1997 - March 7, 2000

COLLIERS SECURITIES LLC

CRD#: 7477

MINNEAPOLIS, MN

Past

December 13, 1993 - September 30, 1997

DOUGHERTY DAWKINS LLC

CRD#: 7442

MINNEAPOLIS, MN

Past

February 15, 1988 - March 4, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

February 1, 1988 - January 7, 1994

MOORE, JURAN AND COMPANY, INC.

CRD#: 7083

MINNEAPOLIS, MN

Past

November 8, 1983 - February 15, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

Past

March 28, 1983 - February 16, 1984

INVESTORS BROKERAGE SERVICES, INC.

CRD#: 4257

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(2/20/2025)

California
(2/20/2025)

Florida
(2/20/2025)

Illinois
(11/6/2025)

Indiana
(2/20/2025)

Iowa
(2/20/2025)

Kansas
(2/20/2025)

Minnesota
(2/20/2025)

IAR

Minnesota
(2/20/2025)

Missouri
(2/20/2025)

North Carolina
(4/22/2025)

North Dakota
(2/20/2025)

Oregon
(2/20/2025)

South Dakota
(2/20/2025)

Wisconsin
(2/20/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/23/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/31/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1983

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/21/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 8

Date: 7/1/1986

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas J. Wilder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Jones Wilder's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

COLLIERS SECURITIES LLC

COLLIERS SECURITIES LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

HOWARD WEIL INCORPORATED

JOHN G. KINNARD AND COMPANY, INCORPORATED

COLLIERS SECURITIES LLC

DOUGHERTY DAWKINS LLC

LEHMAN BROTHERS INC.

MOORE, JURAN AND COMPANY, INC.

E. F. HUTTON & COMPANY INC

INVESTORS BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/23/1997

Series 63

Date: 3/31/1983

SIE

Date: 10/1/2018

Series 7

Date: 11/19/1983

Series 6

Date: 2/21/1983

Series 8

Date: 7/1/1986

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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