Frederick D. Bland
Professional summary
Frederick Douglas Bland, who also goes by Fred Bland, Frederick D Bland, is a registered financial professional currently at CAPE SECURITIES INC. located in Mcdonough, Georgia.
Frederick is registered as a RR (Registered Representative) and started their career in finance in 1986. Frederick has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Frederick Douglas Bland's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2016 - Present
CAPE SECURITIES INC.
Office #1: 1600 Pennsylvania Avenue, Mcdonough, GA 30253June 20, 2008 - July 8, 2016
AMERITAS INVESTMENT COMPANY, LLC
February 27, 2008 - April 22, 2008
LOWELL & COMPANY, INC.
January 22, 2003 - December 31, 2007
AVALON INVESTMENT & SECURITIES GROUP, INC.
May 21, 1999 - October 17, 2002
USALLIANZ SECURITIES, INC.
March 20, 1996 - December 31, 1998
NATIONAL PLANNING CORPORATION
January 15, 1986 - July 20, 1995
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/6/2024)
(7/11/2019)
(9/17/2019)
(7/6/2016)
(9/2/2025)
(2/14/2017)
(7/6/2016)
(5/16/2025)
(10/10/2023)
(6/12/2019)
(7/6/2016)
Exams
FINRA
Current Firm
CAPE SECURITIES INC.
CRD#: 7072 / SEC#: , 8-20747
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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Company Information
CAPE SECURITIES INC.
CRD#: 7072Mcdonough, GA 30253TRUST BUT VERIFY
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