Steven C. Erdal
Professional summary
Steven Charles Erdal is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Burnsville, Minnesota.
Steven is registered as a RR (Registered Representative) and started their career in finance in 1983. Steven has worked at 3 firms and has passed the Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Charles Erdal's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2009 - Present
PURSHE KAPLAN STERLING INVESTMENTS
August 12, 2006 - May 11, 2009
UBS FINANCIAL SERVICES INC.
April 20, 1983 - August 12, 2006
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2009)
(4/29/2009)
(5/11/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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