RJ
Rodney C. Jones
CETERA INVESTMENT ADVISERS LLC
NORMAN, OK 73069
Some features on this profile are disabled
CRD#: 1111094
RJ
Professional summary
Rodney Clarke Jones, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Norman, Oklahoma and CETERA WEALTH SERVICES, LLC located in Norman, Oklahoma.
Rodney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Rodney has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5, Series 7, Series 6, Series 4 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:R.C. Jones & Company; No; 717 WALL STREET; NORMAN; OK; 73069; Residential Real Estate; Owner,; 9/21/2001; 12; 12; Manage residential real estate|NAME OF ENTITY:Wall Street Brokerage LLC; Yes; 717 WALL STREET; NORMAN; OK; 73069; financial services; owner; 10/1/2004; 40; 40; recruit and contact insurance agents to sell fixed products through|NAME OF ENTITY:Rodrea Properties, LLC; No; 717 WALL STREET; NORMAN; OK; 73069; Real Estate; Owner; 1/8/2015; 0; 0; Run LLC.|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 717 WALL STREET; NORMAN; OK; 73069; fixed insurance sales; INDEPENDENT INSURANCE AGENT; 5/26/2009; 20; 20; sales of fixed insurance products|NAME OF ENTITY:RODNEY JONES-NOTARY; No; 717 Wall St.; Norman; OK; 73069; NOTARY PUBLIC; Notary Public; 1/21/2009; 1; 1; PROVIDE NOTARY SERVICES./NOTARIZE DOCUMENTS|NAME OF ENTITY:Jones Financial Partners; Yes; 717 Wall St; Norman; OK; 73069; financial services/DBA; Senior Partner; 5/1/2021; 40; 40; financial planning and investment management.|
CRS (Client Relationship Summary) - RIA
Click below to view Rodney Clarke Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1997
Experience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 717 Wall Street, Norman, OK 73069RIA
CRD#: 105644
NORMAN, OK
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 717 Wall Street, Norman, OK 73069BD
CRD#: 13572
Norman, OK
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
March 20, 1996 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
NORMAN, OK
Past
February 28, 1994 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
NORMAN, OK
Past
January 30, 1991 - February 23, 1994
NORTH AMERICAN MANAGEMENT, INC.
BD
CRD#: 624
SIOUX FALLS, SD
Past
June 8, 1989 - April 3, 1990
A. B. CULBERTSON AND COMPANY
BD
CRD#: 6870
FORT WORTH, TX
Past
May 5, 1987 - March 23, 1989
MORGAN STANLEY DW INC.
BD
CRD#: 7556
Past
February 21, 1985 - May 16, 1987
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
May 13, 1983 - March 11, 1985
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
Alaska(6/9/2021)
RR
Arizona(6/9/2021)
RR
Arkansas(6/9/2021)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Connecticut(6/9/2021)
RR
Delaware(6/9/2021)
RR
District of Columbia(6/9/2021)
RR
Florida(6/11/2021)
RR
Georgia(6/9/2021)
RR
Hawaii(6/9/2021)
RR
Idaho(6/9/2021)
RR
Illinois(6/9/2021)
RR
Indiana(6/9/2021)
RR
Iowa(6/9/2021)
RR
Kansas(6/9/2021)
RR
Kentucky(6/9/2021)
RR
Louisiana(6/9/2021)
RR
Maine(6/9/2021)
RR
Maryland(6/9/2021)
RR
Massachusetts(6/9/2021)
RR
Michigan(6/9/2021)
RR
Minnesota(6/9/2021)
RR
Mississippi(6/9/2021)
RR
Missouri(6/9/2021)
RR
Montana(6/9/2021)
RR
Nebraska(6/9/2021)
RR
Nevada(6/9/2021)
RR
New Hampshire(6/9/2021)
RR
New Jersey(6/9/2021)
RR
New Mexico(6/9/2021)
RR
New York(6/9/2021)
RR
North Carolina(6/9/2021)
RR
North Dakota(6/9/2021)
RR
Ohio(6/9/2021)
RR
Oklahoma(6/9/2021)
IAR
Oklahoma(6/29/2023)
RR
Oregon(6/9/2021)
RR
Pennsylvania(6/9/2021)
RR
Puerto Rico(6/9/2021)
RR
South Carolina(6/9/2021)
RR
Tennessee(6/9/2021)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(6/9/2021)
RR
Vermont(6/9/2021)
RR
Virgin Islands(6/9/2021)
RR
Virginia(6/9/2021)
RR
Washington(6/9/2021)
RR
West Virginia(6/9/2021)
RR
Wisconsin(6/9/2021)
RR
Wyoming(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 5
Date: 4/28/1988
Interest Rate Options ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
