Glenn H. Thomas

TD PRIVATE CLIENT WEALTH LLC

Haverford, PA 19041

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CRD#: 1110228

Professional summary

Glenn Hunter Thomas Jr, CFP®, who also goes by Glenn H Thomas Jr, Glenn H Thomas, Glenn Hunter Thomas Jr, Glenn Hunter Thomas, Glenn Thomas, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Haverford, Pennsylvania.

Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Glenn has worked at 12 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 53, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Glenn H Thomas Jr | Glenn H Thomas | Glenn Hunter Thomas Jr | Glenn Hunter Thomas | Glenn Thomas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance sales; Same address; non-investment related; Approximately 10% of the time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Hunter Thomas Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Glenn Hunter Thomas Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2008

Experience

Current

March 9, 2023 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 401 Lancaster Avenue, Haverford, PA 19041

RIA

CRD#: 164484

Haverford, PA

Current

April 7, 2023 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 100 Iron Lake Blvd, Exton, PA 19341

RIA

CRD#: 164484

Exton, PA

Past

May 19, 2021 - October 5, 2022

CHANCELLOR FINANCIAL GROUP WB LP

RIA

CRD#: 159563

WILKES-BARRE, PA

Past

February 11, 2016 - August 28, 2020

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

Philadelphia, PA

Past

February 4, 2016 - August 28, 2020

CRD#: 14289

HARTFORD, CT

Past

March 31, 1989 - August 14, 1989

MUTUAL SERVICE CORPORATION

CRD#: 4806

Past

August 21, 1984 - January 14, 1986

CORNERSTONE FINANCIAL PLANS, LTD.

CRD#: 15209

Past

April 20, 1983 - March 31, 1989

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(6/27/2025)

Arizona
(9/25/2025)

IAR

Delaware
(9/22/2025)

Delaware
(9/25/2025)

IAR

New York
(8/6/2025)

New York
(9/25/2025)

IAR

Pennsylvania
(3/9/2023)

Pennsylvania
(9/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Series 24

Date: 1/26/1984

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017

Mailing Address

1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

Phone number

(877) 703-9896

Established

Delaware since 07/13/2012

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Large

# of Employees

662

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JANUARY 31 2025 (1/31/2025)

TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2025 (1/31/2025)

Direct owners and executive officers

Name	Position	CRD#
TD BANK, NATIONAL ASSOCIATION	OWNER
BEAM, JAMES HENRY JR.	PRESIDENT	4274924
CALDERON NAJERA, NAYRA	CCO	5040972
CHABOT, ALAN J	CEO	2617874
ORTIZ, JORGE LUIS	CFO & FINOP	2725922
SCHAUTZ, JOHN LOUIS III	COO	1430568
WILSON, KEVIN KEITH	FINOP	5437711

Regulatory assets under management

Total Number of Accounts	17,824
AUM (Assets Under Management)	$ 6,450,375,507

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/27/2024	Cover Page	Report
06/27/2023	Cover Page	Report
12/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Glenn H. Thomas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn Hunter Thomas Jr's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Glenn Hunter Thomas Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIVATE CLIENT WEALTH LLC

CHANCELLOR FINANCIAL GROUP WB LP

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

CAPTRUST

M HOLDINGS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

INVESTMENT PERSPECTIVES SECURITIES, LTD.

U.S. SECURITIES, INC.

MUTUAL SERVICE CORPORATION

CORNERSTONE FINANCIAL PLANS, LTD.

LOWRY FINANCIAL SERVICES CORPORATION

Primary Firm SEC Registration

TD PRIVATE CLIENT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/13/2025

Series 65

Date: 9/8/2004

SIE

Date: 10/1/2018

Series 7

Date: 4/16/1983

Series 53

Date: 2/23/1998

Series 27

Date: 11/2/1994

Series 24

Date: 1/26/1984

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TD PRIVATE CLIENT WEALTH LLC

TRUST BUT VERIFY

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