Marc H. Robert

WATER ASSET MANAGEMENT

NEW YORK, NY 10022

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CRD#: 1110218

Professional summary

Marc Henri Robert is a registered financial advisor currently at WATER ASSET MANAGEMENT, LLC located in New York, New York.

Marc is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Marc has worked at 3 firms and has passed the Series 63, Series 3, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Henri Robert's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2014 - Present

WATER ASSET MANAGEMENT, LLC

Office #1: 509 Madison Ave Suite 804, New York, NY 10022

RIA

CRD#: 151508

NEW YORK, NY

Past

January 25, 1993 - May 23, 2006

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

March 22, 1983 - June 26, 1992

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WATER ASSET MANAGEMENT, LLC

CRD#: 151508 / SEC#: 801-70607

RIA

Registered Investment Advisory firm - (10/1/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(5/13/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/23/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 6/13/1983

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 8/25/1989

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

WATER ASSET MANAGEMENT, LLC

CRD#: 151508 / SEC#: 801-70607

RIA

Registered Investment Advisory firm - (10/1/2009 Approved)

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Contact information

Main Address

400 Madison Ave Suite 11b, New York, NY 10017

Mailing Address

Phone number

(212) 754-5132

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WATER ASSET MANAGEMENT, LLC (3/28/2025)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 746,132,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marc H. Robert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marc Henri Robert's CRS (Customer Relationship Summary).

Certified licenses

Experience

WATER ASSET MANAGEMENT, LLC

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

WATER ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/23/2002

Series 3

Date: 6/13/1983

Series 7

Date: 3/19/1983

Series 8

Date: 8/25/1989

Current Firm

WATER ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WATER ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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