Ronald G. Lecours
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Gerard Lecours was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1983. Ronald had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 8, 2018 - November 24, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
November 7, 2018 - July 15, 2021
CAMBRIDGE INVESTMENT RESEARCH, INC.
September 21, 1994 - December 19, 2018
OHANESIAN / LECOURS, INC.
March 24, 1994 - December 19, 2018
OHANESIAN / LECOURS, INC.
January 8, 1993 - February 8, 1994
U.S. SECURITIES, INC.
December 16, 1992 - January 4, 1993
NEW ENGLAND SECURITIES
October 22, 1984 - December 16, 1992
NEW ENGLAND SECURITIES
January 23, 1984 - October 3, 1984
GREEN HILL FINANCIAL SERVICE CORPORATION
April 20, 1983 - January 13, 1984
FIRST PARK EQUITIES, INC.
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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