Kimberly T. Penoyar
Professional summary
Kimberly Trettin Penoyar, who also goes by Kimberly Trettin Pennoyer, Kimberly Ann Trettin, is a registered financial professional currently at WESTMINSTER FINANCIAL SECURITIES, INC. located in Annapolis, Maryland.
Kimberly is registered as a RR (Registered Representative) and started their career in finance in 1983. Kimberly has worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Trettin Penoyar's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2002 - Present
WESTMINSTER FINANCIAL SECURITIES, INC.
Office #1: 623 Breton Place, Annapolis, MD 21012March 26, 1998 - April 22, 2002
SICOR SECURITIES INC
April 21, 1995 - December 31, 1997
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
April 6, 1990 - July 11, 1995
MERIDIAN, DUNHILL & CO., INC.
June 16, 1983 - April 5, 1990
PRUDENTIAL EQUITY GROUP, LLC
March 22, 1983 - August 1, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2013)
(12/23/2009)
(1/7/2013)
(1/4/2013)
(12/23/2009)
(4/17/2002)
(1/4/2017)
(12/23/2009)
(12/23/2009)
(1/5/2016)
(1/8/2025)
(12/22/2009)
(1/10/2017)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
WESTMINSTER FINANCIAL SECURITIES, INC.
CRD#: 20677 / SEC#: , 8-38426
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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