DH
David R. Hess
WEALTH MANAGEMENT ASSOCIATES
CHERRY HILL, NJ 08003
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CRD#: 1109317
DH
Professional summary
David Ray Hess is a registered financial advisor currently at WEALTH MANAGEMENT ASSOCIATES, INC. located in Cherry Hill, New Jersey and OSAIC WEALTH, INC. located in Cherry Hill, New Jersey.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. David has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WEALTH MANAGEMENT ASSOCIATES INC POSITION: Managing Director NATURE: WEALTH MANAGEMENT ASSOCIATES INC RIA FIRM MANAGING DIRECTOR 80% TIME SPENT INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 6 START DATE: 06/01/2000 ADDRESS: 1909 Marlton Pike East, Suite 100, Cherry Hill NJ 08003, United States DESCRIPTION: RIA Money Management RYC FINANCE OVERSIGHT COMM POSITION: sub-committee member NATURE: Sub Committee member of a local Yacht Club INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/02/2016 ADDRESS: Bank Ave and main Street, Riverton NJ 08077, United States DESCRIPTION: We are a sub-committee overseeing the financial aspects of the Yacht Club. We handle no cash or monies. We will oversee the Treasurer to audit the books as a safeguard as will as offer investments suggestions for any excess capital. I receive no compensation for this volunteer work and will not be handling any investment accounts for the Club or executing any transactions. These will be handled upon the direction of the full Board of Directors by the acting Treasurer. DAVID R HESS POSITION: Sales NATURE: VA Insurance Sales and Fixed Annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/05/2000 ADDRESS: 7 Burrell Lane, Cinnaminson NJ 08077, United States DBA: WEALTH MANAGEMENT ASSOCIATES, INC. DESCRIPTION: Offering of VA Annuities and or Fixed Annuities when suitable for the client.
CRS (Client Relationship Summary) - RIA
Click below to view David Ray Hess's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 23, 2002 - Present
WEALTH MANAGEMENT ASSOCIATES, INC.
Office #1: 1909 Route 70 East Suite 100, Cherry Hill, NJ 08003RIA
CRD#: 117606
CHERRY HILL, NJ
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 1909 Route 70 E Ste 100, Cherry Hill, NJ 08003RIA
BD
CRD#: 23131
CHERRY HILL, NJ
Past
June 2, 2000 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
CHERRY HILL, NJ
Past
December 16, 1988 - June 9, 2000
JANNEY MONTGOMERY SCOTT LLC
BD
CRD#: 463
PHILADELPHIA, PA
Past
April 24, 1985 - January 12, 1989
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
Past
March 22, 1983 - April 10, 1985
BEVILL, BRESLER & SCHULMAN INCORPORATED
BD
CRD#: 6971
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WM
WEALTH MANAGEMENT ASSOCIATES, INC.
HADDONFIELD FINANCIAL PLANNING | WEALTH MANAGEMENT ASSOCIATES, INC.
CRD#: 117606 / SEC#: 801-79993
RIA
Registered Investment Advisory firm - (7/2/2014 Approved)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/28/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/14/2024)
RR
California(6/14/2024)
RR
Connecticut(6/14/2024)
RR
Delaware(6/14/2024)
RR
District of Columbia(6/14/2024)
RR
Florida(6/14/2024)
RR
Georgia(6/14/2024)
RR
Illinois(6/14/2024)
RR
Louisiana(6/14/2024)
RR
Maryland(6/14/2024)
RR
Massachusetts(6/14/2024)
IAR
New Jersey(7/23/2002)
RR
New Jersey(6/14/2024)
RR
New Mexico(6/14/2024)
RR
New York(6/14/2024)
RR
North Carolina(6/14/2024)
RR
Ohio(6/14/2024)
RR
Pennsylvania(6/14/2024)
RR
South Carolina(6/14/2024)
IAR
Texas(6/11/2024)
RR
Utah(6/14/2024)
RR
Virginia(6/14/2024)
RR
Wyoming(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WM
WEALTH MANAGEMENT ASSOCIATES, INC.
HADDONFIELD FINANCIAL PLANNING | WEALTH MANAGEMENT ASSOCIATES, INC.
CRD#: 117606 / SEC#: 801-79993
RIA
Registered Investment Advisory firm - (7/2/2014 Approved)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/28/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1909 Route 70 East Suite 100, Cherry Hill, NJ 08003
Mailing Address
Phone number
(856) 424-2350
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,972 |
| AUM (Assets Under Management) | $ 646,804,888 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
