Kenneth J. Aiken
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth James Aiken, who also goes by Ernie Aiken, Kenneth J Aiken, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1983. Kenneth had worked at 11 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2010 - December 31, 2011
FARMERS FINANCIAL SOLUTIONS, LLC
July 14, 2009 - November 6, 2009
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 27, 2009 - July 7, 2009
MML INVESTORS SERVICES, LLC
January 31, 2007 - April 3, 2007
DFC INVESTOR SERVICES
April 10, 2002 - January 22, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 3, 2001 - November 5, 2001
RAYMOND JAMES FINANCIAL SERVICES, INC.
July 8, 1987 - May 13, 1999
CHARLES SCHWAB & CO., INC.
January 8, 1986 - October 17, 1986
U.S. SECURITIES CLEARING CORP.
May 15, 1985 - October 25, 1985
MORGAN FIRST SECURITIES, INC.
August 14, 1984 - March 25, 1985
BIRR, WILSON & CO., INC.
June 21, 1984 - August 15, 1984
PAULSON INVESTMENT COMPANY LLC
March 22, 1983 - June 22, 1984
HINKLE & LAMEAR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
