Anthony J. Coniglione

MARKETAXESS

New York, NY 10001

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CRD#: 1109193

Professional summary

Anthony Joseph Coniglione, who also goes by Tony Coniglione, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1983. Anthony has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Tony Coniglione

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Joseph Coniglione's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 2, 2016 - Present

MARKETAXESS CORPORATION

Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001

CRD#: 44542

New York, NY

Past

November 24, 2014 - January 19, 2016

INSPEREX LLC

CRD#: 101420

New York, NY

Past

September 24, 2012 - September 3, 2014

KGS-ALPHA CAPITAL MARKETS, L.P.

CRD#: 151705

NEW YORK, NY

Past

October 22, 2008 - September 25, 2012

BNY MELLON CAPITAL MARKETS, LLC

CRD#: 17454

NEW YORK, NY

Past

January 7, 2005 - October 27, 2006

FHN FINANCIAL SECURITIES CORP.

CRD#: 46346

JERSEY CITY, NJ

Past

March 26, 1998 - January 7, 2005

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

January 24, 1996 - February 16, 1998

KFS BD, INC.

CRD#: 490

OMAHA, NE

Past

March 8, 1994 - January 24, 1996

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

January 19, 1988 - April 21, 1994

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

March 28, 1983 - May 5, 1988

E. F. HUTTON & COMPANY INC

CRD#: 235

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(11/2/2016)

Alaska
(11/2/2016)

Arizona
(11/2/2016)

Arkansas
(11/2/2016)

California
(11/2/2016)

Colorado
(11/2/2016)

Connecticut
(11/2/2016)

Delaware
(11/2/2016)

District of Columbia
(11/2/2016)

Florida
(11/2/2016)

Georgia
(11/2/2016)

Hawaii
(11/2/2016)

Idaho
(11/2/2016)

Illinois
(11/2/2016)

Indiana
(11/2/2016)

Iowa
(11/2/2016)

Kansas
(11/2/2016)

Kentucky
(11/2/2016)

Louisiana
(11/2/2016)

Maine
(5/30/2025)

Maryland
(11/2/2016)

Massachusetts
(11/2/2016)

Michigan
(11/2/2016)

Minnesota
(11/2/2016)

Mississippi
(11/2/2016)

Missouri
(11/2/2016)

Montana
(11/2/2016)

Nebraska
(11/2/2016)

Nevada
(11/2/2016)

New Jersey
(11/2/2016)

New Mexico
(11/2/2016)

New York
(11/2/2016)

North Carolina
(11/2/2016)

North Dakota
(11/2/2016)

Ohio
(11/2/2016)

Oklahoma
(11/2/2016)

Oregon
(11/2/2016)

Pennsylvania
(11/2/2016)

Rhode Island
(11/2/2016)

South Carolina
(11/2/2016)

South Dakota
(11/2/2016)

Tennessee
(4/19/2023)

Texas
(11/2/2016)

Utah
(11/2/2016)

Virgin Islands
(11/2/2016)

Virginia
(11/2/2016)

Washington
(11/2/2016)

West Virginia
(11/2/2016)

Wisconsin
(11/2/2016)

Wyoming
(11/2/2016)

Exams

State Security Law Exam

Series 63

Date: 5/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 5/19/1999

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/19/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 4/25/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

MARKETAXESS CORPORATION

MARKETAXESS CORPORATION | TRADING EDGE, INC. | RFQ-HUB

CRD#: 44542 / SEC#: , 8-50727

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

55 Hudson Yards 15th Floor, New York, NY 10001

Mailing Address

55 Hudson Yards 15th Floor, New York, NY 10001

Phone number

(212) 813-6000

Established

Delaware since 09/12/1997

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MARKETAXESS HOLDINGS INC.	SHAREHOLDER
CIANCIULLI, MICHAEL ROBERT	PRINCIPAL FINANCIAL OFFICER	6980135
CONCANNON, CHRISTOPHER R	CHIEF EXECUTIVE OFFICER	2169224
PINTOFF, SCOTT ERIC	GENERAL COUNSEL & CHIEF LEGAL OFFICER	6281715
STEINFELD, RON EDWARD	CHIEF COMPLIANCE OFFICER	5747522

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony J. Coniglione

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Joseph Coniglione's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSPEREX LLC

KGS-ALPHA CAPITAL MARKETS, L.P.

BNY MELLON CAPITAL MARKETS, LLC

FHN FINANCIAL SECURITIES CORP.

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

KFS BD, INC.

GRUNTAL & CO., L.L.C.

UBS FINANCIAL SERVICES INC.

E. F. HUTTON & COMPANY INC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/13/1996

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 5/19/1999

Series 7

Date: 3/19/1983

Series 24

Date: 4/25/1996

FINRA

Current Firm

MARKETAXESS CORPORATION

Contact information

FINRA licenses (50 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MARKETAXESS CORPORATION

TRUST BUT VERIFY

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