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Bernerd Elmer Young

CRD# 1109172·Registered 1983 - 2012
Barred: Bernerd Elmer Young was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Bernerd Elmer Young was a registered financial advisor. Bernerd was a previously registered financial professional and started their career in finance 1983 - 2012. Bernerd had worked at 4 firms and has passed the Series 66, Series 22 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

PRIORITY CAPITAL INVESTMENTS, LLC·CRD# 150215
BD
Magnolia, TX
August 21, 2012 - September 27, 2012
MOODY SECURITIES, LLC·CRD# 148771
BD
Houston, TX
August 11, 2009 - January 10, 2012
STANFORD GROUP COMPANY·CRD# 39285
BD
Houston, TX
September 21, 2006 - April 3, 2009
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
March 24, 1983 - January 1, 1984

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Current Firm

PC
PRIORITY CAPITAL INVESTMENTS, LLC

PRIORITY CAPITAL INVESTMENTS, LLC

CRD#: 150215 / SEC#: 8-68235
BD
Terminated by SEC on 11/26/2012

Contact Information

Established

Delaware since 03/31/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PRIORITY CAPITAL GROUP, LLCSOLE MEMBER—
NUNN, RICHARD ANDREWFINOP/CHIEF FINANCIAL OFFICER1016528
YOUNG, BERNERD ELMERPRESIDENT/ CHIEF COMPLIANCE OFFICER1109172

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2011About the Series 66 exam

Series 22 — Direct Participation Programs Representative Examination

Passed Mar 1983About the Series 22 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 1983About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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