Diane M. Texin
Professional summary
Diane Michelle Texin, who also goes by Diane Michele Texin, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in New York, New York and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Diane is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1984. Diane has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Diane Michelle Texin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2025 - Present
EMPOWER ADVISORY GROUP, LLC
April 4, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111October 23, 2007 - April 4, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 23, 2007 - November 2, 2007
KESTRA INVESTMENT SERVICES, LLC
February 15, 2007 - June 15, 2007
EQUITABLE ADVISORS, LLC
August 2, 2006 - January 29, 2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
April 30, 1991 - March 31, 2005
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
January 18, 1990 - October 3, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 15, 1988 - February 3, 1990
ALLIANCEBERNSTEIN INVESTMENTS, INC.
February 24, 1984 - January 19, 1987
E. F. HUTTON & COMPANY INC
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2022)
(4/4/2022)
(4/4/2022)
(1/30/2025)
(4/4/2022)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
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