Daniel Orellano
Professional summary
Daniel Orellano JR, who also goes by Daniel Jr Orellano, is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Little Rock, Arkansas and FIRST HEARTLAND CAPITAL, INC. located in Little Rock, Arkansas.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Daniel has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 15, Series 3, Series 5, Series 7, Series 9, Series 10, Series 8 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Orellano JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2012 - Present
FIRST HEARTLAND CONSULTANTS, INC.
February 10, 2012 - Present
FIRST HEARTLAND CAPITAL, INC.
June 18, 2009 - February 13, 2012
B. RILEY WEALTH MANAGEMENT
March 1, 2007 - February 13, 2012
B. RILEY WEALTH MANAGEMENT
September 11, 2003 - March 1, 2007
CAPITAL SECURITIES OF AMERICA, INC.
March 4, 1999 - September 10, 2003
ST. BERNARD FINANCIAL SERVICES, INC.
August 18, 1998 - June 15, 2009
ORELLANO CAPITAL MANAGEMENT COMPANY
April 15, 1997 - March 31, 1998
1717 CAPITAL MANAGEMENT COMPANY
February 15, 1991 - March 31, 1997
UBS FINANCIAL SERVICES INC.
May 13, 1985 - February 21, 1991
LEHMAN BROTHERS INC.
August 20, 1984 - May 6, 1985
DELTA FINANCIAL INVESTMENT CORPORATION
April 19, 1983 - October 4, 1983
BRITTENUM & ASSOCIATES, INC.
Primary Firm SEC Registration
FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/10/2012)
(6/4/2012)
(1/29/2018)
Exams
Series 15
Date: 8/28/1986
Foreign Currency Options ExaminationSeries 5
Date: 6/18/1985
Interest Rate Options ExaminationSeries 8
Date: 6/23/1986
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
Contact information
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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