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AB

Amos T. Beason

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CRD#: 1108655
AB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Amos Theodore Beason, who also goes by Ted Beason, was a registered financial professional .

Amos is a previously registered financial professional and started their career in finance in 1983. Amos had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ted Beason

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) CLOVERLAND MANAGEMENT PARTNERS LLP; NOT INVESTMENT RELATED; 1633 LAFAYETTE PKWY LAGRANGE, GA. 30241; FAMILY LIMITED PARTNERSHIP OF LAND; BOOKKEEPER; 12/2012; 15 MINUTES PER MONTH; 0 TIME DURING SEC TRADING HOURS; KEEPING THE PARTNERSHIP BOOKS.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 13, 2024 - June 30, 2025

THE FIDUCIARY ALLIANCE

RIA
CRD#: 284924
LAGRANGE, GA
Past

February 4, 2014 - July 18, 2016

STONEX SECURITIES INC.

BD
CRD#: 18456
LAGRANGE, GA
Past

January 2, 2014 - October 7, 2024

BISON WEALTH, LLC

RIA
CRD#: 165931
LAGRANGE, GA
Past

June 1, 2009 - January 15, 2014

MORGAN STANLEY

RIA
CRD#: 149777
LA GRANGE, GA
Past

June 1, 2009 - January 15, 2014

MORGAN STANLEY

BD
CRD#: 149777
LA GRANGE, GA
Past

November 25, 2003 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LA GRANGE, GA
Past

January 2, 2002 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
LA GRANGE, GA
Past

May 17, 1999 - January 2, 2002

THE ROBINSON-HUMPHREY COMPANY, LLC

BD
CRD#: 723
ATLANTA, GA
Past

May 16, 1990 - October 17, 1994

MARQUIS INVESTMENTS, L.L.C.

BD
CRD#: 17121
Past

September 8, 1987 - July 18, 1988

PRINTON, KANE GOVERNMENT SECURITIES, L.P.

BD
CRD#: 19673
Past

May 21, 1986 - October 17, 1988

PRINTON KANE & CO., L.P.

BD
CRD#: 6358
Past

April 12, 1983 - February 5, 1985

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
THE FIDUCIARY ALLIANCE
ALTUM WEALTH ALLIANCE | THE FIDUCIARY ALLIANCE | STEWARDSHIP INVESTMENTS, INC. | PEACHTREE FINANCIAL GROUP | PARALLEL FINANCIAL | NORRIS LAKE RETIREMENT PLANNING, LLC | MORROW WEALTH ADVISORY GROUP | MERRIMACK WEALTH MANAGEMENT | LONGVIEW ADVISORS | KINGDOM WEALTH MANAGEMENT | GUARD LEGACY | FIDUCIARY ALLIANCE LLC | ELM WEALTH ADVISORS | ECHELON FINANCIAL MANAGEMENT | DAVID DUNN WEALTH, LLC | CREATIVE RETIREMENT SOLUTIONS GROUP, LLC | BRIDGEWAY WEALTH STRATEGIES

CRD#: 284924 / SEC#: 801-108283

RIA
Registered Investment Advisory firm - (8/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 4/9/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 4/9/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/18/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/19/1999
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/10/1987
General Securities Principal Examination

Current Firm

TF
THE FIDUCIARY ALLIANCE
ALTUM WEALTH ALLIANCE | THE FIDUCIARY ALLIANCE | STEWARDSHIP INVESTMENTS, INC. | PEACHTREE FINANCIAL GROUP | PARALLEL FINANCIAL | NORRIS LAKE RETIREMENT PLANNING, LLC | MORROW WEALTH ADVISORY GROUP | MERRIMACK WEALTH MANAGEMENT | LONGVIEW ADVISORS | KINGDOM WEALTH MANAGEMENT | GUARD LEGACY | FIDUCIARY ALLIANCE LLC | ELM WEALTH ADVISORS | ECHELON FINANCIAL MANAGEMENT | DAVID DUNN WEALTH, LLC | CREATIVE RETIREMENT SOLUTIONS GROUP, LLC | BRIDGEWAY WEALTH STRATEGIES

CRD#: 284924 / SEC#: 801-108283

RIA
Registered Investment Advisory firm - (8/17/2016 Approved)
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Contact information

Main Address
135 S Main St Suite 600, Greenville, SC 29601
Mailing Address
Phone number
(864) 385-7999
Established
Firm type
Fiscal year end
# of Employees
63

SEC notice filing (29 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TFA ADV 2A (5/23/2025)

Regulatory assets under management

Total Number of Accounts6,842
AUM (Assets Under Management)$ 1,921,956,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE FIDUCIARY ALLIANCE

CRD#: 284924

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