Jeffrey D. Querques
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Dana Querques, who also goes by Jeff Querques, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1987. Jeffrey had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 24, 2016 - April 21, 2017
ROSS, SINCLAIRE & ASSOCIATES, LLC
December 19, 2013 - February 18, 2016
OPPENHEIMER & CO. INC.
January 19, 2007 - December 13, 2013
HILLTOP SECURITIES INC.
March 7, 2003 - December 14, 2006
RBC CAPITAL MARKETS, LLC
March 13, 1989 - March 7, 2003
FIRST INSTITUTIONAL SECURITIES, L.L.C.
February 1, 1989 - March 25, 1992
BROADWAY FINANCIAL INVESTMENT SERVICES CORP.
January 21, 1987 - February 1, 1989
GLICKENHAUS & CO. - NEW JERSEY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ROSS, SINCLAIRE & ASSOCIATES, LLC
CRD#: 25440 / SEC#: 801-78513, 8-41740
Contact information
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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