JB
John F. Bannan
GWN SECURITIES
Rockleigh, NJ 07647
Some features on this profile are disabled
CRD#: 1108553
JB
Professional summary
John Francis Bannan, who also goes by John F Bannan, is a registered financial advisor currently at GWN SECURITIES INC. located in Rockleigh, New Jersey.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. John has worked at 13 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 55, Series 7, Series 4, Series 24 and Series 53 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John F Bannan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
LIFE, LTC, DISABILITY, AND ANNUITIES POSITION: Insurance Agent NATURE: Selling life insurance and fixed annuities INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2016 ADDRESS: 22 Paris Avenue, Suite 110A, Rockleigh, NJ, 07647, United States DESCRIPTION: Selling life insurance, Long-Term Care, disability and fixed annuities BANNAN FINANCIAL GROUP LLC POSITION: PRESIDENT NATURE: USING AS MY DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2024 ADDRESS: 22 Paris Avenue, Suite 110A, Rockleigh, NJ, 07647, United States DESCRIPTION: LLC SET UP FOR MY DBA COOMPENSATION - FEES & COMMISSIONS PAID THROUGH GWN ABMM FINANCIAL, Is Investment Related, DBA, Financial Professional,2016-08-03,160 hours per month,160 hours per month during trading hours, Commission Compensation, Securities DBA used in conjunction with Investment and Advisory Sales.
CRS (Client Relationship Summary) - RIA
Click below to view John Francis Bannan's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Francis Bannan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 5, 2016 - Present
GWN SECURITIES INC.
Office #1: 22 Paris Ave. Suite 110a, Rockleigh, NJ 07647RIA
BD
CRD#: 128929
Rockleigh, NJ
Current
August 3, 2016 - Present
GWN SECURITIES INC.
Office #1: 22 Paris Ave. Suite 110a, Rockleigh, NJ 07647RIA
BD
CRD#: 128929
Rockleigh, NJ
Past
May 9, 2016 - August 5, 2016
CLARK DODGE ASSET MANAGEMENT, LLC
RIA
CRD#: 154822
WHITE PLAINS, NY
Past
May 22, 2015 - August 4, 2016
AEGIS CAPITAL CORP.
BD
CRD#: 15007
ORADELL, NJ
Past
September 10, 2013 - April 27, 2015
CLARK DODGE & CO., INC.
BD
CRD#: 23288
WHITE PLAINS, NY
Past
February 7, 2008 - May 6, 2013
GFA SECURITIES, LLC
BD
CRD#: 128568
NEW YORK, NY
Past
August 9, 2005 - January 28, 2008
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
ISELIN, NJ
Past
July 1, 2005 - August 5, 2005
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Past
March 4, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
ISELIN, NJ
Past
March 25, 2003 - January 28, 2008
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
ISELIN, NJ
Past
November 26, 2001 - March 18, 2003
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
November 16, 2001 - January 28, 2008
NEW ENGLAND SECURITIES
BD
CRD#: 615
ISELIN, NJ
Past
November 16, 2001 - January 28, 2008
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
ISELIN, NJ
Past
March 23, 1998 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Past
January 20, 1995 - March 23, 1998
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
NEW YORK, NY
Past
December 16, 1993 - December 1, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
BD
CRD#: 19418
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/15/2022)
RR
Connecticut(8/3/2016)
RR
Delaware(2/11/2021)
RR
Florida(1/3/2025)
RR
Georgia(3/13/2023)
RR
Massachusetts(10/29/2025)
RR
New Jersey(8/3/2016)
IAR
New Jersey(8/5/2016)
RR
New York(8/3/2016)
RR
Pennsylvania(12/26/2017)
RR
South Carolina(1/6/2025)
RR
Virginia(1/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GS
GWN SECURITIES INC.
GLOBAL WORLD NETWORK SECURITIES | GWN SECURITIES INC. | GLOBAL WORLD NETWORK SECURITIES INC.
CRD#: 128929 / SEC#: 801-62547, 8-66185
RIA
Registered Investment Advisory firm - SEC (1/2/2004 Approved)Wyoming
Registered Investment Advisory firm - SEC (6/30/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Mailing Address
11440 North Jog Road, Palm Beach Gardens, FL 33418-3764
Phone number
(561) 472-2700
Established
Florida since 05/12/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
744
SEC notice filing (52 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WORLD INVESTMENT NETWORK | OWNER | |
| BORNHEIMER, LAURA JEANETTE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER/ROSFP | 1769643 |
| CORBIN, BRAD JEFFREY | SENIOR VICE PRESIDENT OF BUSINESS DEVELOPMENT AND MARKETING | 1754065 |
| RITTMAN, BARRY RICHARD | CFO FINOP VP | 1997994 |
| WALSH, DENIS STEPHEN | CEO/EXEC DIRECTOR/ MUNICIPAL PRINCIPAL, PRESIDENT | 1124278 |
| WALSH, MARY THERESE | SECRETARY | 2829444 |
Regulatory assets under management
| Total Number of Accounts | 64,207 |
| AUM (Assets Under Management) | $ 3,650,274,405 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
