Sally L. Cashman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sally Lu Cashman, who also goes by Sally Lu Waligura, was a registered financial professional .
Sally is a previously registered financial professional and started their career in finance in 1983. Sally had worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2015 - July 1, 2015
RIDGEWAY CONGER ADVISORY SERVICES
October 5, 2009 - December 31, 2014
RIDGEWAY CONGER ADVISORY SERVICES
October 2, 2009 - July 1, 2015
RIDGEWAY & CONGER, INC.
April 29, 2003 - November 3, 2009
WFG ADVISORS, LP
March 27, 2002 - March 1, 2004
WFG INVESTMENTS, INC.
March 27, 2002 - October 2, 2009
WFG INVESTMENTS, INC.
March 2, 1998 - April 3, 2002
RBC CAPITAL MARKETS, LLC
January 2, 1998 - March 2, 1998
DAIN RAUSCHER INCORPORATED
December 8, 1995 - January 2, 1998
RAUSCHER PIERCE REFSNES, INC.
September 4, 1990 - December 8, 1995
WELLS FARGO CLEARING SERVICES, LLC
November 13, 1989 - September 4, 1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
June 23, 1986 - November 13, 1989
UNDERWOOD, NEUHAUS & CO., INCORPORATED
April 20, 1983 - July 24, 1986
PERSHING LLC
State Registrations and Notice Filings
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Exams
Current Firm
RIDGEWAY CONGER ADVISORY SERVICES
CRD#: 139372 / SEC#: 801-66272
Contact information
Documents
Red Flags
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