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JC

Jeffry Canin

STONEBRIDGE SECURITIES LLC
Bellevue, WA 98004
Some features on this profile are disabled
CRD#: 1108114
JC

Professional summary


Jeffry Canin, who also goes by Jeff Canin, is a registered financial professional currently at STONEBRIDGE SECURITIES LLC located in Bellevue, Washington.

Jeffry is registered as a RR (Registered Representative) and started their career in finance in 1984. Jeffry has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 16 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Jeff Canin

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Jeffry Canin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 4, 2010 - Present

STONEBRIDGE SECURITIES LLC

Office #1: 330 112th Ave. Ne Suite 300, Bellevue, WA 98004
BD
CRD#: 47659
Bellevue, WA
Past

April 14, 2005 - September 25, 2008

STONEBRIDGE SECURITIES LLC

BD
CRD#: 47659
SEATTLE, WA
Past

February 21, 2003 - November 17, 2006

REED GLOBAL INVESTMENTS, LLC

RIA
CRD#: 116254
BELLEVUE, WA
Past

January 1, 2001 - December 31, 2001

CRAIG & ASSOCIATES, INC.

BD
CRD#: 10646
MERCER ISLAND, WA
Past

March 2, 1998 - April 8, 1998

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

July 23, 1997 - March 2, 1998

DAIN RAUSCHER INCORPORATED

BD
CRD#: 7600
Past

June 23, 1992 - April 12, 1995

SALOMON BROTHERS INC.

BD
CRD#: 740
NEW YORK, NY
Past

February 4, 1992 - June 12, 1992

MONTGOMERY SECURITIES

BD
CRD#: 4357
SAN FRANCISCO, CA
Past

February 25, 1985 - March 13, 1989

HAMBRECHT & QUIST LLC

BD
CRD#: 940
SAN FRANCISCO, CA
Past

June 20, 1984 - October 29, 1984

WOODMAN, KIRKPATRICK & GILBREATH

BD
CRD#: 13187

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Washington
(10/4/2010)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/20/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 16
Date: 4/16/1986
NYSE Supervisory Analyst Examination
SRO Registrations
RR
FINRA

Current Firm


SS
STONEBRIDGE SECURITIES LLC
BASE CAPITAL SECURITIES, LLC | STONEBRIDGE SECURITIES, LLC. | STONEBRIDGE SECURITIES LLC

CRD#: 47659 / SEC#: , 8-51851

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
330 112th Ave. Ne Suite 300, Bellevue, WA 98004
Mailing Address
7345 164th Ave Ne Ste 145-290, Redmond, WA 98052
Phone number
(206) 770-9700
Established
Washington since 03/19/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
HENDRICKSON, MICHAEL ALLANMANAGING PRINCIPAL& CHIEF COMPLIANCE OFFICER242948

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STONEBRIDGE SECURITIES LLC

CRD#: 47659Bellevue, WA 98004

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