RM
Richard J. Murray
ISC FINANCIAL ADVISORS
Albert Lea, MN 56007
Some features on this profile are disabled
CRD#: 1107727
RM
Professional summary
Richard John Murray II, who also goes by Rich Murray, Richard John II Murray, is a registered financial advisor currently at ISC FINANCIAL ADVISORS located in Albert Lea, Minnesota and PURSHE KAPLAN STERLING INVESTMENTS located in Albert Lea, Minnesota.
Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rich Murray | Richard John Ii Murray
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CITY OF ALBERT LEA; POSITION: Mayor NATURE: City of Albert Lea Government INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 4 START DATE: 01/03/2023. ADDRESS: 221 East Clark Street, Albert Lea MN 56007; DESCRIPTION: Attend and Run City Council Meetings and Functions. Review/Discuss City Policies and Finances w/ City Staff and Council Members. 2)Galway Bay Inc__Investment related:NO___Address: 124 Ridge Road Albert Lea, MN 56007__Nature of business: Rental properties__Position: Owner__Start date: 06/20/2007__Hours/month: 4__ Hours/month securities trading: 1__Duties: Manage properties 3)PKS Financial__ Investment related:NO__Address: 80 State St Albany NY 12207__Nature of business: Fixed/Traditional insurance__Position: Agent__Start date:1/4/2021__Hours/Month: 80__ Hours/Month during trading hours: 60__Nature of business: Sales of insurance 4)Fixed Insurance__ Investment related: No__Address: 80 State St Albany NY 12207__ Nature of business: Fixed/Traditional insurance__Position:Agent__Start date:1/4/2021__Hours/month: 1__Hours/month during trading hours:1__Duties: Sales of insurance 5)Murray Financial Group d/b/a ISC Financial Advisors__Investment related:Yes__Address: 200N Broadway Ave Albert Lea MN 56007__Nature of business: Investment advisor firm__Position: President, advisor__Start date:4/1/2011__Hours/month:120__Hours/month during trading:80__Duties:Asset management, financial planning 2) GALWAY BAY, INC. POSITION: Owner NATURE: Rental properties INVESTMENT RELATED: Yes NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 06/20/2007 ADDRESS: 124 Ridge Road, Albert Lea MN 56007, United States DESCRIPTION: Manage real estate properties. 3) MURRAY FINANCIAL GROUP, LLC, DBA ISC FINANCIAL ADVISORS POSITION: Owner/advisor NATURE: LLCMurray Financial Group is a Registered Investment Advisory Firm and an Insurance Agency. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 04/01/2011 ADDRESS: 200 North Broadway Avenue, P.O. Box 171, Albert Lea MN 56007, United States DESCRIPTION: I am the owner, manager, and an employee of Murray Financial Group. I also serve in the role of CCO for the firm. I am also an Advisor with the firm. 4)PKS Financial_ Investment related no_ 80 state st Albany NY 12207_ Fixed/Traditional insurance_ agent_ start date 01/04/2021_ 120 hours/month_ 80 hours/month during securities trading hours_Sales of fixed/traditional insurance 5)Fixed Insurance_Fixed Insurance_Investment related no_80 state st Albany NY 12207_Fixed/Traditional insurance_Agent_Start date 01/04/2021_ 2 hours/month_1 hour/month during trading hours_sales of fixed insurance
CRS (Client Relationship Summary) - RIA
Click below to view Richard John Murray II's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 31, 2014 - Present
ISC FINANCIAL ADVISORS
Office #1: 200 North Broadway Ave., Albert Lea, MN 56007RIA
CRD#: 157626
Albert Lea, MN
Current
January 6, 2021 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 200 North Broadway Avenue, Albert Lea, MN 56007BD
CRD#: 35747
Albert Lea, MN
Past
December 23, 2020 - December 31, 2020
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
ALBERT LEA, MN
Past
December 23, 2020 - December 31, 2020
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ALBERT LEA, MN
Past
January 23, 2014 - May 4, 2017
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
ALBERT LEA, MN
Past
August 27, 1987 - December 18, 2020
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ALBERT LEA, MN
Past
March 28, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
BD
CRD#: 6320
Past
March 28, 1983 - August 3, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Past
March 28, 1983 - September 11, 1987
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
ISC FINANCIAL ADVISORS
ISC FINANCIAL ADVISORS | MURRAY FINANCIAL GROUP, LLC
CRD#: 157626 / SEC#: 801-72585
RIA
Registered Investment Advisory firm - (7/12/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(1/6/2021)
RR
Georgia(1/6/2021)
RR
Iowa(1/6/2021)
RR
Kansas(1/6/2021)
IAR
Minnesota(1/31/2014)
RR
Minnesota(1/6/2021)
RR
South Dakota(1/6/2021)
RR
Wisconsin(1/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IF
ISC FINANCIAL ADVISORS
ISC FINANCIAL ADVISORS | MURRAY FINANCIAL GROUP, LLC
CRD#: 157626 / SEC#: 801-72585
RIA
Registered Investment Advisory firm - (7/12/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 North Broadway Ave., Albert Lea, MN 56007
Mailing Address
P.o. Box 171, Albert Lea, MN 56007
Phone number
(507) 373-8216
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,403 |
| AUM (Assets Under Management) | $ 1,349,084,643 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
