Richard John Murray Ii
Professional Summary
Richard John Murray II, who also goes by Rich Murray, Richard John II Murray, is a registered financial advisor currently at ISC FINANCIAL ADVISORS located in Albert Lea, Minnesota and PURSHE KAPLAN STERLING INVESTMENTS located in Albert Lea, Minnesota. Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 6 firms and has passed the Series 63, SIE, Series 7,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rich Murray, Richard John Ii Murray
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years in the financial services industry
Current & Past Employments
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Current Firm
ISC FINANCIAL ADVISORS | MURRAY FINANCIAL GROUP, LLC
Contact Information
Main Address
200 North Broadway Ave., Albert Lea, MN 56007Mailing Address
P.o. Box 171, Albert Lea, MN 56007Phone Number
(507) 373-8216# of Employees
17SEC notice filing (16 States and Territories)
Registered to provide investment advisory services in 16 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
3,687AUM (Assets Under Management)
$1,551,222,706Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ISC FINANCIAL ADVISORS | MURRAY FINANCIAL GROUP, LLC
State Registrations and Notice Filings
(1/6/2021)
(1/6/2021)
(1/6/2021)
(1/6/2021)
(1/31/2014)
(1/6/2021)
(1/6/2021)
(1/6/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Sep 1984About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1983About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Richard John Murray II's CRS (Customer Relationship Summary).
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