Richard J. Murray

ISC FINANCIAL ADVISORS

Albert Lea, MN 56007

Some features on this profile are disabled

CRD#: 1107727

Professional summary

Richard John Murray II, who also goes by Rich Murray, Richard John II Murray, is a registered financial advisor currently at ISC FINANCIAL ADVISORS located in Albert Lea, Minnesota and PURSHE KAPLAN STERLING INVESTMENTS located in Albert Lea, Minnesota.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rich Murray | Richard John Ii Murray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard John Murray II's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 31, 2014 - Present

ISC FINANCIAL ADVISORS

Office #1: 200 North Broadway Ave., Albert Lea, MN 56007

RIA

CRD#: 157626

Albert Lea, MN

Current

January 6, 2021 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 200 North Broadway Avenue, Albert Lea, MN 56007

CRD#: 35747

Albert Lea, MN

Past

December 23, 2020 - December 31, 2020

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ALBERT LEA, MN

Past

December 23, 2020 - December 31, 2020

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

ALBERT LEA, MN

Past

January 23, 2014 - May 4, 2017

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

ALBERT LEA, MN

Past

August 27, 1987 - December 18, 2020

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

ALBERT LEA, MN

Past

March 28, 1983 - December 24, 1986

AMERICAN EXPRESS FINANCIAL CORPORATION

CRD#: 6320

Past

March 28, 1983 - August 3, 1987

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Past

March 28, 1983 - September 11, 1987

IDS LIFE INSURANCE COMPANY

CRD#: 6321

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ISC FINANCIAL ADVISORS

ISC FINANCIAL ADVISORS | MURRAY FINANCIAL GROUP, LLC

CRD#: 157626 / SEC#: 801-72585

RIA

Registered Investment Advisory firm - (7/12/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/6/2021)

Georgia
(1/6/2021)

Iowa
(1/6/2021)

Kansas
(1/6/2021)

IAR

Minnesota
(1/31/2014)

Minnesota
(1/6/2021)

South Dakota
(1/6/2021)

Wisconsin
(1/6/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 3/25/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/17/1986

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 9/14/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/25/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/12/1998

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ISC FINANCIAL ADVISORS

ISC FINANCIAL ADVISORS | MURRAY FINANCIAL GROUP, LLC

CRD#: 157626 / SEC#: 801-72585

RIA

Registered Investment Advisory firm - (7/12/2011 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

200 North Broadway Ave., Albert Lea, MN 56007

Mailing Address

P.o. Box 171, Albert Lea, MN 56007

Phone number

(507) 373-8216

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ISC FINANCIAL ADVISORS ADV PART 2A (4/17/2025)

Regulatory assets under management

Total Number of Accounts	3,403
AUM (Assets Under Management)	$ 1,349,084,643

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Michael Beatty

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Henderson, NV

Matthew James Wang

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

New York, NY

Ken Ihori

CENTAURUS FINANCIAL, INC.

IAR

Glendale, AZ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Richard J. Murray

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard John Murray II's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

AMERICAN EXPRESS FINANCIAL CORPORATION

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

Primary Firm SEC Registration

ISC FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 3/25/1983

SIE

Date: 10/1/2018

Series 7

Date: 5/17/1986

Series 22

Date: 9/14/1984

Series 6

Date: 3/25/1983

Series 24

Date: 2/12/1998

FINRA

Current Firm

ISC FINANCIAL ADVISORS

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ISC FINANCIAL ADVISORS

TRUST BUT VERIFY

Contact information

Similar Advisors