Martin A. Weir
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Allen Weir, who also goes by Clu Martin Allen Weir, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1983. Martin had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 1997 - December 31, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 29, 1997 - December 31, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 11, 1995 - September 18, 1997
GUARDIAN INVESTOR SERVICES LLC
October 16, 1992 - September 18, 1997
GUARDIAN INVESTOR SERVICES LLC
October 11, 1985 - December 17, 1987
SOUTHWESTERN EQUITIES
January 24, 1984 - August 16, 1985
COMSTOCK SECURITIES CORPORATION
November 28, 1983 - January 9, 1984
J. L. WATSON SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
