Suzanne Wheeler

Professional summary

Suzanne Wheeler, who also goes by Suzanne Wheller, is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Olney, Maryland and ARKADIOS CAPITAL located in Olney, Maryland.

Suzanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Suzanne has worked at 9 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Suzanne Wheller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) SUZANNE WHEELER - 6826 BANK STREET BALTIMORE MD - SOLE PROP - LANDLORD - 0 HR/MO/TRD HRS - RENTAL PROPERTY - BALTIMORE, MD/LANDLORD - NON-INVESTMENT RELATED 2) SOUTH VILLAGE HOMES CORP - 10120 APPLE RIDGE ROAD, MONTGOMERY VILLAGE MD 20886. SECRETARY; REVIEWS MONTHLY MEETING NOTES. LESS THAN 1 HOUR PER WEEK, NOT DURING TRADING HOURS. 3) RAK Group Inc., 2943-B Olney Sandy Spring Road, MD, Business is Non-Investment Related, Nature of business: LTC, Fixed Annuity, Life Insurance, Position: Appointed Agent started August 2019, Devote about 5-6 hours/month during securities trading hours, Duties include review of clients needs to position product.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Wheeler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2019 - Present

ARKADIOS WEALTH ADVISORS

Office #1: 2943 B Olney Sandy Spring Road, Olney, MD 20832

RIA

CRD#: 288863

Olney, MD

Current

August 22, 2019 - Present

ARKADIOS CAPITAL

Office #1: 2943 B Olney Sandy Spring Road, Olney, MD 20832

BD

CRD#: 282710

Olney, MD

Past

February 22, 2018 - August 20, 2019

REALTA INVESTMENT ADVISORS, INC

RIA

CRD#: 134952

Rockville, MD

Past

February 22, 2018 - August 20, 2019

REALTA EQUITIES, INC.

BD

CRD#: 23769

Rockville, MD

Past

June 3, 2015 - January 23, 2018

SSN ADVISORY, INC.

RIA

CRD#: 126090

GAITHERSBURG, MD

Past

October 19, 2011 - January 23, 2018

SECURITIES SERVICE NETWORK, LLC

BD

CRD#: 13318

GAITHERSBURG, MD

Past

May 8, 2003 - October 25, 2011

NATIONAL PLANNING CORPORATION

BD

CRD#: 29604

GAITHERSBURG, MD

Past

May 31, 2002 - June 4, 2002

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD

CRD#: 39543

FAIRFIELD, IA

Past

October 3, 1995 - January 29, 1998

APEX CLEARING CORPORATION

BD

CRD#: 13071

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AW

ARKADIOS WEALTH ADVISORS

CRD#: 288863 / SEC#: 801-110833

RIA

Registered Investment Advisory firm - (7/17/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

California
(8/22/2019)

RR

Maryland
(8/22/2019)

IAR

Maryland
(8/22/2019)

RR

New York
(8/22/2019)

RR

South Carolina
(8/22/2019)

RR

Texas
(10/16/2019)

RR

Utah
(2/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/30/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

RR

IAR

Series 66

Date: 8/25/2005

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 5/30/2002

General Securities Representative Examination

SRO Registrations

RR

FINRA

Current Firm

AW

ARKADIOS WEALTH ADVISORS

CRD#: 288863 / SEC#: 801-110833

RIA

Registered Investment Advisory firm - (7/17/2017 Approved)

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Contact information

Main Address

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305

Mailing Address

Phone number

(404) 445-0035

Established

Firm type

Fiscal year end

# of Employees

188

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PEAK WRAP FEE PROGRAM BROCHURE (3/31/2025)

ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	12,091
AUM (Assets Under Management)	$ 3,856,398,203

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Wheeler's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARKADIOS CAPITAL

REALTA INVESTMENT ADVISORS, INC

REALTA EQUITIES, INC.

SSN ADVISORY, INC.

SECURITIES SERVICE NETWORK, LLC

NATIONAL PLANNING CORPORATION

CAMBRIDGE INVESTMENT RESEARCH, INC.

APEX CLEARING CORPORATION

Primary Firm SEC Registration

ARKADIOS WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/30/2015

Series 66

Date: 8/25/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/30/2002

FINRA

Current Firm

ARKADIOS WEALTH ADVISORS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARKADIOS WEALTH ADVISORS

TRUST BUT VERIFY

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