Elise M. Stern
Professional summary
Elise Merle Stern, who also goes by Elise Merle Foley, Elise Marie Stern, Elise Merle Stern, is a registered financial professional currently at THE BENCHMARK COMPANY, LLC located in New York, New York.
Elise is registered as a RR (Registered Representative) and started their career in finance in 1983. Elise has worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Elise Merle Stern's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2019 - Present
THE BENCHMARK COMPANY, LLC
Office #1: 150 E 58th Street 17th Floor, New York, NY 10155July 15, 2013 - July 15, 2019
DAWSON JAMES SECURITIES, INC.
October 17, 2011 - June 28, 2013
DOMINICK & DICKERMAN LLC
May 14, 2003 - October 26, 2011
MERRIMAN CAPITAL, INC.
June 19, 2001 - May 23, 2003
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 12, 1998 - June 9, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 13, 1994 - June 23, 1998
VOLPE BROWN WHELAN & COMPANY, LLC
June 11, 1991 - December 1, 1994
INTESA SANPAOLO IMI SECURITIES CORP.
July 1, 1989 - May 28, 1991
MONTGOMERY SECURITIES
June 21, 1985 - July 3, 1989
MABON, NUGENT & CO.
June 18, 1984 - August 6, 1985
MARTIN SIMPSON & COMPANY, INC.
July 20, 1983 - May 4, 1984
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/23/2021)
(4/6/2021)
(6/7/2022)
(2/2/2023)
(8/7/2025)
(6/25/2019)
(11/15/2021)
(9/14/2022)
(4/15/2021)
(1/12/2021)
(2/8/2022)
(4/6/2021)
(1/12/2022)
(3/20/2023)
(1/31/2022)
(1/11/2022)
(4/6/2021)
(3/28/2023)
(2/1/2022)
(1/21/2021)
(2/10/2022)
(1/19/2023)
(1/13/2022)
(1/27/2022)
(8/3/2023)
(1/13/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THE BENCHMARK COMPANY, LLC
CRD#: 22982 / SEC#: , 8-40081
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 1 |
Red Flags
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