Andrew M. Nicholl

FIRST HEARTLAND CONSULTANTS

MARYLAND HEIGHTS, MO 63043

Some features on this profile are disabled

CRD#: 1106861

Professional summary

Andrew Mccall Nicholl, who also goes by Andy Nicholl, is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Maryland Heights, Missouri and FIRST HEARTLAND CAPITAL, INC. located in Maryland Heights, Missouri.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Andrew has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Nicholl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SOLE PROPRIETOR, Andy Nicholl. Investment related. SALE AND CONSULTING OF Insurance and FINANCIAL PRODUCTS. Start 4/6/05. FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. INVESTMENT ADVISORY SERVICES. Start 10/31/03. Villages of Provence Homeowners Association. Not Investment related. Board member. Start 11/1/20.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Mccall Nicholl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2005 - Present

FIRST HEARTLAND CONSULTANTS, INC.

Office #1: 150 Weldon Parkway Suite 107, Maryland Heights, MO 63043

RIA

CRD#: 110377

MARYLAND HEIGHTS, MO

Current

October 31, 2003 - Present

FIRST HEARTLAND CAPITAL, INC.

Office #1: 150 Weldon Parkway Suite 107, Maryland Heights, MO 63043

CRD#: 32460

Maryland Heights, MO

Past

March 5, 2002 - November 17, 2003

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

MARYLAND HEIGHTS, MO

Past

January 7, 2002 - November 17, 2003

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

DALLAS, TX

Past

March 10, 1989 - January 18, 2002

INVESTACORP, INC.

CRD#: 7684

MIAMI, FL

Past

January 27, 1986 - March 13, 1989

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Past

August 14, 1984 - January 31, 1986

SENTRA SECURITIES CORPORATION

CRD#: 10249

Past

July 26, 1984 - March 13, 1989

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

December 19, 1983 - August 29, 1984

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arkansas
(10/2/2014)

Arkansas
(10/3/2014)

California
(5/8/2015)

Colorado
(2/8/2024)

Connecticut
(1/2/2024)

Delaware
(1/4/2016)

Florida
(1/14/2025)

Georgia
(4/16/2004)

IAR

Georgia
(9/30/2008)

Illinois
(7/19/2006)

Kentucky
(4/28/2021)

Louisiana
(8/21/2023)

Missouri
(10/31/2003)

IAR

Missouri
(12/8/2005)

North Carolina
(6/25/2024)

Oregon
(7/8/2015)

Tennessee
(3/6/2024)

Wisconsin
(10/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/7/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/9/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/16/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Mailing Address

Phone number

(636) 625-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST HEARTLAND CONSULTANTS, INC. (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC. APPENDIX 1 TO FORM ADV PART 2A - FIRST HEARTLAND ASSET STRATEGIES WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC-APPENDIX I TO ADV PART 2A WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS, INC.-APPENDIX I TO FORM ADV PART 2A-RETIREMENT PLAN WRAP SERVICES (2/26/2025)

Regulatory assets under management

Total Number of Accounts	9,231
AUM (Assets Under Management)	$ 1,771,078,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
08/12/2024	Cover Page	Report
12/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew M. Nicholl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Mccall Nicholl's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

INVESTACORP, INC.

WS GRIFFITH SECURITIES, INC.

SENTRA SECURITIES CORPORATION

WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

FIRST HEARTLAND CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/7/2002

Series 63

Date: 11/9/1983

SIE

Date: 10/1/2018

Series 7

Date: 7/21/1984

Series 6

Date: 12/16/1983

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST HEARTLAND CONSULTANTS, INC.

TRUST BUT VERIFY

Contact information

Similar Advisors