Venita K. Black
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Venita Kay Black was a registered financial professional .
Venita is a previously registered financial professional and started their career in finance in 1983. Venita had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2014 - October 22, 2024
AMERICAN TRUST INVESTMENT SERVICES, INC.
February 5, 2010 - March 14, 2014
LASALLE ST SECURITIES, L.L.C.
January 2, 2009 - February 5, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 8, 2007 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 24, 2003 - February 5, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 9, 2001 - March 26, 2003
A. G. EDWARDS & SONS, INC.
April 20, 2001 - March 26, 2003
A. G. EDWARDS & SONS, INC.
August 12, 1994 - June 11, 2001
WELLS FARGO CLEARING SERVICES, LLC
March 8, 1989 - August 25, 1994
LEHMAN BROTHERS INC.
October 20, 1983 - March 13, 1989
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
