Robert A. Denn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Allen Denn JR, who also goes by Robert Allen Denn, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 16 firms and has passed the Series 65, Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2017 - September 17, 2018
SUNRISE CAPITAL INVESTMENT ADVISERS
March 20, 2001 - April 4, 2002
PRINCETON FINANCIAL GROUP, LLC
September 27, 1996 - February 10, 1999
ESSEX NATIONAL SECURITIES, LLC
October 16, 1995 - June 7, 1996
MORGAN STANLEY DW INC.
February 15, 1994 - October 12, 1995
FLEET ENTERPRISES, INC.
June 1, 1992 - January 28, 1994
CITICORP INVESTMENT SERVICES
May 29, 1991 - June 1, 1992
CITICORP FINANCIAL SERVICES,INC.
February 23, 1989 - September 23, 1989
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
February 23, 1989 - September 23, 1989
EQUITABLE ADVISORS, LLC
August 24, 1988 - February 7, 1989
BNY MELLON SECURITIES CORPORATION
July 21, 1987 - September 17, 1987
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
February 18, 1987 - March 30, 1987
PRESIDENTIAL CAPITAL CORPORATION
May 5, 1986 - August 22, 1986
THE PLACEMENT GROUP LTD., INC.
July 5, 1984 - June 24, 1985
DHC SECURITIES, INC.
December 14, 1983 - February 16, 1984
PARK, RYAN, INC.
May 3, 1983 - February 24, 1986
SAXON SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
SUNRISE CAPITAL INVESTMENT ADVISERS
CRD#: 289515 / SEC#:
Contact information
Red Flags
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