Tommie B. Mckee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tommie Byron Mckee, who also goes by Tom Mckee, Tommie B Mckee, was a registered financial professional .
Tommie is a previously registered financial professional and started their career in finance in 1984. Tommie had worked at 8 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 23, 2018 - December 17, 2018
HARVEST INVESTMENT SERVICES, LLC
April 15, 2015 - December 21, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
May 9, 2012 - May 15, 2015
AMERITAS INVESTMENT COMPANY, LLC
August 9, 2010 - July 27, 2011
AMERITAS INVESTMENT COMPANY, LLC
March 14, 2006 - September 8, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 31, 2002 - September 8, 2010
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 14, 2000 - June 3, 2002
WALNUT STREET SECURITIES, INC.
January 29, 1997 - February 10, 2000
TRANSAMERICA FINANCIAL ADVISORS, LLC
June 20, 1994 - February 13, 1997
WALNUT STREET SECURITIES, INC.
January 1, 1994 - May 24, 1994
WALNUT STREET SECURITIES, INC.
August 20, 1991 - December 2, 1993
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 26, 1984 - June 18, 1984
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 26, 1984 - July 24, 1991
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
HARVEST INVESTMENT SERVICES, LLC
CRD#: 159390 / SEC#: 801-79232
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HARVEST INVESTMENT SERVICES, LLC
CRD#: 159390 / SEC#: 801-79232
Contact information
SEC notice filing (24 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,335 |
| AUM (Assets Under Management) | $ 534,204,368 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
