Leonard G. Voisen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonard Gregory Voisen, who also goes by Greg Voisen, was a registered financial advisor .
Leonard is a previously registered financial advisor and started their career in finance in 1983. Leonard had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2005 - August 7, 2006
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
August 23, 2004 - March 28, 2005
CAMBRIDGE INVESTMENT RESEARCH, INC.
October 1, 2003 - August 7, 2006
CAMBRIDGE INVESTMENT RESEARCH, INC.
January 26, 2000 - October 6, 2003
MUTUAL SERVICE CORPORATION
November 16, 1998 - January 26, 2000
SENTRA SECURITIES CORPORATION
July 7, 1994 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
April 7, 1993 - August 4, 1994
ROBERT THOMAS SECURITIES, INC
March 12, 1992 - June 17, 1993
1717 CAPITAL MANAGEMENT COMPANY
August 22, 1990 - February 27, 1992
WOODBURY FINANCIAL SERVICES, INC.
September 18, 1987 - July 31, 1990
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 25, 1983 - September 24, 1987
INTEGRATED RESOURCES EQUITY CORPORATION
Primary Firm SEC Registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139 / SEC#: 801-63930
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
