Julianna S. Plucinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julianna Stubits Plucinski, who also goes by Julianna Stubits, was a registered financial professional .
Julianna is a previously registered financial professional and started their career in finance in 1983. Julianna had worked at 6 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2019 - November 16, 2020
MONERE INVESTMENTS, INC.
June 1, 2004 - June 5, 2019
SANCTUARY SECURITIES, INC.
January 1, 1996 - June 25, 2004
HOWE BARNES HOEFER & ARNETT, INC.
June 27, 1995 - December 1, 1995
RODMAN & RENSHAW INC.
March 14, 1991 - July 6, 1995
HOWE BARNES HOEFER & ARNETT, INC.
April 5, 1988 - August 1, 1989
MESIROW CAPITAL, INC.
March 8, 1983 - March 8, 1991
MESIROW FINANCIAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 10/13/1999
Limited Representative-Equity Trader ExamCurrent Firm
MONERE INVESTMENTS, INC.
CRD#: 105487 / SEC#: , 8-52982
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
