Michael S. Bartolotta

DARWIN WEALTH MANAGEMENT

Tampa, FL 33609-1909

Some features on this profile are disabled

CRD#: 1104888

Professional summary

Michael Sebastian Bartolotta, who also goes by Michael S Bartolotta, is a registered financial advisor currently at DARWIN WEALTH MANAGEMENT located in Tampa, Florida.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 6 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael S Bartolotta

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Sebastian Bartolotta's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2020 - Present

DARWIN WEALTH MANAGEMENT

Office #1: 4601 W North A Street, Tampa, FL 33609-1909

RIA

CRD#: 166585

Tampa, FL

Past

February 18, 2021 - June 27, 2024

DARWIN ASSET MANAGEMENT, LLC

RIA

CRD#: 310174

TAMPA, FL

Past

July 15, 2008 - November 26, 2012

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

GLASTONBURY, CT

Past

March 31, 2006 - August 6, 2007

NATIONAL PLANNING CORPORATION

CRD#: 29604

EAST HARTFORD, CT

Past

February 15, 2002 - April 3, 2006

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

May 8, 1998 - December 31, 2001

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 25, 1996 - April 13, 1998

LIFEMARK SECURITIES CORP.

CRD#: 16204

ROCHESTER, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DARWIN WEALTH MANAGEMENT

DARWIN ADVISORS, LLC | HARWOOD FINANCIAL GROUP | HARWOOD ADVISORY GROUP, LLC | DARWIN WEALTH MANAGEMENT, LLC | DARWIN WEALTH MANAGEMENT

CRD#: 166585 / SEC#: 801-80103

RIA

Registered Investment Advisory firm - (7/30/2014 Approved)

Florida

Registered Investment Advisory firm - (8/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/17/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/3/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 3/22/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

DARWIN WEALTH MANAGEMENT

DARWIN ADVISORS, LLC | HARWOOD FINANCIAL GROUP | HARWOOD ADVISORY GROUP, LLC | DARWIN WEALTH MANAGEMENT, LLC | DARWIN WEALTH MANAGEMENT

CRD#: 166585 / SEC#: 801-80103

RIA

Registered Investment Advisory firm - (7/30/2014 Approved)

Florida

Registered Investment Advisory firm - (8/14/2014 Terminated)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4601 W North A Street, Tampa, FL 33609-1909

Mailing Address

Phone number

(813) 579-4074

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (3/6/2026)

Regulatory assets under management

Total Number of Accounts	2,650
AUM (Assets Under Management)	$ 617,322,592

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Spiros Vassilakos

CSENGE ADVISORY GROUP, LLC

IAR

Tarpon Springs, FL

John Valencia

LPL FINANCIAL LLC

IAR

RUSKIN, FL

Gustavo Delgado Alicea

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

IAR

Brandon, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael S. Bartolotta

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Sebastian Bartolotta's CRS (Customer Relationship Summary).

Certified licenses

Experience

DARWIN WEALTH MANAGEMENT

DARWIN ASSET MANAGEMENT, LLC

VOYA FINANCIAL ADVISORS, INC.

NATIONAL PLANNING CORPORATION

OSAIC FS, INC.

VOYA FINANCIAL ADVISORS, INC.

LIFEMARK SECURITIES CORP.

Primary Firm SEC Registration

DARWIN WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/1996

Series 6

Date: 3/22/1996

Current Firm

DARWIN WEALTH MANAGEMENT

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DARWIN WEALTH MANAGEMENT

TRUST BUT VERIFY

Similar Advisors