Kem F. Mcallister
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kem Foster Mcallister, who also goes by Kem Davidson, Mary Kem Foster Davidson, Mary Davidson, Mary Kem Foster, Mary Kem Fostermcallister, Kem Foster Garris, Mary Garris, Mary Kem Mcallister, was a registered financial professional .
Kem is a previously registered financial professional and started their career in finance in 1983. Kem had worked at 5 firms and has passed the Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2002 - December 31, 2022
CAPITAL MANAGEMENT & PLANNING, INC.
March 8, 1994 - March 5, 1996
INTERCAROLINA FINANCIAL SERVICES, INC.
March 31, 1983 - December 24, 1986
AMERICAN EXPRESS FINANCIAL CORPORATION
March 31, 1983 - March 18, 1992
IDS LIFE INSURANCE COMPANY
March 31, 1983 - March 18, 1992
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPITAL MANAGEMENT & PLANNING, INC.
CRD#: 114331 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 157 |
| AUM (Assets Under Management) | $ 36,009,001 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
