FA
Frank M. Acosta
CETERA INVESTMENT ADVISERS LLC
MIAMI, FL 33126
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CRD#: 1104730
FA
Professional summary
Frank Michael Acosta, CFP® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Miami, Florida and CETERA WEALTH SERVICES, LLC located in Miami, Florida.
Frank is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Frank has worked at 6 firms and has passed the Series 66, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY:Frank & Lisa Acosta - Rental Property; No; 8000 NW 7TH ST STE 201; MIAMI; FL; 33156; Rental Properties; Co-Owner; 1/1/1979; 1; 0; Rent and maintain properties. 2) NAME OF ENTITY:Abacoa Insurance Group Inc.; Yes; 4500 PGA BLVD STE 203; PALM BEACH GARDENS; FL; 33418; Fixed Insurance; President; 1/1/2005; 0; 0; Sale of fixed insurance (P&C). 3) NAME OF ENTITY:LUNG TRAINERS LLC; No; 800 NW 7TH ST STE 202; MIAMI; FL; 33126; LUNG DEVICE; MANAGING PARTNER; 1/1/2016; 48; 0; CO-INVESTOR/BUILDER/MACHINIST-LUNG TRAINING DEVICE TO INCREASE LUNG CAPACITY 4) NAME OF ENTITY:Acosta Insurance Group; Yes; 8000 NW 7TH ST STE 201; MIAMI; FL; 33156; Fixed Insurance; President; 1/1/1993; 80; 80; Sale of fixed insurance products. 5) NAME OF ENTITY:Acosta Valdes LLC; No; 8000 NW 7TH ST STE 201; MIAMI; FL; 33156; Commercial Business Ownership; Mgrm; 3/13/2006; 0; 0; MAINTAIN PROPERTY 6)NAME OF ENTITY: Independent Insurance Agent; Yes; 8000 NW 7TH ST STE 201; MIAMI; FL; 33156; Fixed insurance sales; Independent Insurance Agent; 9/20/2010; 80; 80; Sales of fixed insurance products. 7)NAME OF ENTITY:FM FINANCIAL GROUP, INC; No; 8000 NW 7TH ST STE 201; MIAMI; FL; 33156; MARKETING; DIRECTOR/OWNER; 1/1/2000; 0; 0; OFFICE EXPENSES ONLY 8)NAME OF OTHER BUSINESS: ACOSTA & TURIAN LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 02/2021, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REAL ESTATE HOLDING COMPANY; 9) NAME OF OTHER BUSINESS: ACOSTA 82, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: REAL ESTATE, START DATE: 03/2018, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: REAL ESTATE HOLDING COMPANY;
CRS (Client Relationship Summary) - RIA
Click below to view Frank Michael Acosta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 2, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8000 Nw 7th St Ste 202, Miami, FL 33126RIA
CRD#: 105644
MIAMI, FL
Current
May 25, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8000 Nw 7th St Ste 202, Miami, FL 33126BD
CRD#: 13572
Miami, FL
Past
May 26, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MIAMI, FL
Past
November 26, 1997 - June 11, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
MIAMI, FL
Past
November 26, 1997 - June 11, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
MIAMI, FL
Past
May 4, 1995 - November 21, 1997
PINEBRIDGE SECURITIES LLC
BD
CRD#: 5967
NEW YORK, NY
Past
February 16, 1993 - December 17, 1993
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
May 5, 1983 - February 20, 1991
LINCOLN FINANCIAL DISTRIBUTORS, INC.
BD
CRD#: 145
RADNOR, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/10/2021)
RR
Alaska(6/10/2021)
RR
Arizona(6/10/2021)
RR
California(6/10/2021)
RR
Colorado(6/10/2021)
RR
Connecticut(6/10/2021)
RR
Delaware(6/10/2021)
RR
District of Columbia(6/10/2021)
RR
Florida(5/26/2021)
IAR
Florida(6/2/2023)
RR
Georgia(6/10/2021)
RR
Hawaii(6/10/2021)
RR
Idaho(6/10/2021)
RR
Illinois(6/10/2021)
RR
Indiana(6/10/2021)
RR
Louisiana(6/10/2021)
RR
Maine(6/10/2021)
RR
Maryland(6/10/2021)
RR
Massachusetts(6/10/2021)
RR
Michigan(6/10/2021)
RR
Minnesota(6/10/2021)
RR
Mississippi(6/10/2021)
RR
Missouri(6/10/2021)
RR
Montana(6/10/2021)
RR
Nevada(6/10/2021)
RR
New Hampshire(6/10/2021)
RR
New Jersey(6/10/2021)
RR
New York(6/10/2021)
RR
North Carolina(6/10/2021)
RR
Ohio(6/10/2021)
RR
Oklahoma(6/10/2021)
RR
Oregon(6/10/2021)
RR
Pennsylvania(6/10/2021)
RR
Puerto Rico(6/10/2021)
RR
South Carolina(6/10/2021)
RR
Tennessee(6/10/2021)
RR
Texas(6/10/2021)
IAR
Texas(6/29/2023)
RR
Utah(6/10/2021)
RR
Virginia(6/10/2021)
RR
Washington(6/10/2021)
RR
West Virginia(6/10/2021)
RR
Wisconsin(6/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Miami, FL 33126TRUST BUT VERIFY
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