Randy M. Stouber

SONENSHINE & COMPANY LLC

New York, NY 10022

Some features on this profile are disabled

CRD#: 1104531

Professional summary

Randy Marc Stouber, who also goes by Randy M Stouber, Randy Marc Stouber, Randy Stouber, is a registered financial professional currently at SONENSHINE & COMPANY LLC located in New York, New York and REID & RUDIGER LLC located in New York, New York.

Randy is registered as a RR (Registered Representative) and started their career in finance in 2007. Randy has worked at 22 firms and has passed the Series 99TO, SIE, Series 7, Series 14, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Randy M Stouber | Randy Marc Stouber | Randy Stouber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Randy Marc Stouber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2016 - Present

SONENSHINE & COMPANY LLC

Office #1: 505 Park Ave 3rd Floor, New York, NY, 10022

CRD#: 104357

New York, NY

Current

August 8, 2016 - Present

REID & RUDIGER LLC

Office #1: 40 Wall Street Ste 1708, New York, NY 10005

CRD#: 47263

New York, NY

Current

April 30, 2021 - Present

DELPHX SERVICES CORPORATION

Office #1: 265 Davidson Avenue, Suite 210, Somerset, NJ 08873Office #2: 265 Davidson Avenue, Suite 210, Somerset, NJ 08873

CRD#: 141368

Somerset, NJ

Current

May 10, 2022 - Present

COVA CAPITAL PARTNERS LLC

Office #1: 6851 Jericho Tpke Suite 205, Syosset, NY 11791

CRD#: 109761

Syosset, NY

Current

July 20, 2022 - Present

MPA BD SERVICES LLC

Office #1: 590 Madison Avenue 41st Floor, New York, NY, 10022Office #2: 590 Madison Avenue 29th Floor, New York, NY 10022

CRD#: 310290

New York, NY

Current

June 26, 2024 - Present

KWM SECURITIES LLC

CRD#: 327258

Austin, TX

Past

December 16, 2022 - March 8, 2023

XNERGY FINANCIAL LLC

CRD#: 144436

LOS ANGELES, CA

Past

February 28, 2021 - June 19, 2022

WYNSTON HILL CAPITAL, LLC

CRD#: 103811

BRANDON, SD

Past

August 7, 2020 - June 2, 2021

VCS VENTURE SECURITIES

CRD#: 127921

NEW YORK, NY

Past

April 8, 2020 - December 8, 2020

OCP CAPITAL, LLC

CRD#: 143381

WELLINGTON, FL

Past

January 31, 2020 - November 3, 2020

SPEEDTRADER, INC

CRD#: 107403

KATONAH, NY

Past

June 10, 2019 - October 26, 2021

WILMINGTON CAPITAL SECURITIES, LLC

CRD#: 133839

GARDEN CITY, NY

Past

September 26, 2018 - February 4, 2019

PROATHLETE SECURITIES LLC

CRD#: 291063

New York, NY

Past

September 12, 2017 - May 1, 2018

EFG-HERMES USA, INC.

CRD#: 284894

New York, NY

Past

August 23, 2017 - July 31, 2018

GPP SECURITIES, LLC

CRD#: 285223

Greenwich, CT

Past

August 2, 2017 - February 21, 2023

HOLLY STREET SECURITIES

CRD#: 19806

Somerset, NJ

Past

August 8, 2016 - December 31, 2020

ROSS SECURITIES CORPORATION

CRD#: 113796

NEW YORK, NY

Past

July 29, 2016 - May 8, 2019

COVA CAPITAL PARTNERS LLC

CRD#: 109761

SYOSSET, NY

Past

July 25, 2016 - October 18, 2019

BIA CAPITAL STRATEGIES, LLC

CRD#: 130533

CHANTILLY, VA

Past

March 21, 2016 - June 1, 2017

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

CRD#: 135131

ENGLEWOOD, NJ

Past

February 23, 2016 - September 17, 2018

APA SECURITIES, LLC

CRD#: 133615

ENGLEWOOD CLIFFS, NJ

Past

December 16, 2008 - March 26, 2014

BNP PARIBAS SECURITIES CORP.

CRD#: 15794

KING OF PRUSSIA, PA

Past

November 14, 2007 - November 21, 2008

VALLEY FINANCIAL MANAGEMENT, INC.

CRD#: 105387

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/13/2007

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 3/21/2025

Compliance Officer Examination

Principal/Supervisory Exam

Series 27

Date: 4/6/2011

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 2/11/2008

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

KWM SECURITIES LLC

CRD#: 327258 / SEC#: , 8-71123

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3500 Capital Of Texas Hwy #2332, Austin, TX 78746

Mailing Address

3500 Capital Of Texas Hwy #2332, Austin, TX 78746

Phone number

(201) 474-4011

Established

New Jersey since 04/28/2023

Firm type

Limited Liability Company

Fiscal year end

August

Firm Size

Small

# of Employees

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KOLINSKY ENTERPRISES LLC	SOLE MEMBER
DUMONT, SUSAN ELIZABETH	CHIEF COMPLIANCE OFFICER/CEO	2346501
STOUBER, RANDY MARC	FINOP, PFO, POO,GSP	1104531

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Richard Dragotta

LPL FINANCIAL LLC

IAR

Paramus, NJ

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Diane Finnerty

MORGAN STANLEY

IAR

New York, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Randy M. Stouber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Randy Marc Stouber's CRS (Customer Relationship Summary).

Certified licenses

Experience

REID & RUDIGER LLC

DELPHX SERVICES CORPORATION

COVA CAPITAL PARTNERS LLC

MPA BD SERVICES LLC

KWM SECURITIES LLC

XNERGY FINANCIAL LLC

WYNSTON HILL CAPITAL, LLC

VCS VENTURE SECURITIES

OCP CAPITAL, LLC

SPEEDTRADER, INC

WILMINGTON CAPITAL SECURITIES, LLC

PROATHLETE SECURITIES LLC

EFG-HERMES USA, INC.

GPP SECURITIES, LLC

HOLLY STREET SECURITIES

ROSS SECURITIES CORPORATION

COVA CAPITAL PARTNERS LLC

BIA CAPITAL STRATEGIES, LLC

ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC

APA SECURITIES, LLC

BNP PARIBAS SECURITIES CORP.

VALLEY FINANCIAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/13/2007

Series 14

Date: 3/21/2025

Series 27

Date: 4/6/2011

Series 24

Date: 2/11/2008

FINRA

Current Firm

KWM SECURITIES LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

KWM SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors