GS
Gregory K. Shannahan
PUTNAM INVESTMENT MANAGEMENT
BOSTON, MA 02110
Some features on this profile are disabled
CRD#: 1104192
GS
Professional summary
Gregory Kelly Shannahan, CPWA® is a registered financial advisor currently at PUTNAM INVESTMENT MANAGEMENT, LLC located in Boston, Massachusetts and FRANKLIN DISTRIBUTORS, LLC located in Short Hills, New Jersey.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Gregory has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24, Series 51 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Basketball official IABBO Board 168, officiate Middle School and HS Basketball Games. Not investment related. Start date 9/1/2016. 10 hours a month. Referee high school basketball and middle school basketball games. No hours devoted during trading hours. 2) Girls Lacrosse Referee, NE Chapter of NJ. Not investment related. Start date 3/1/17. 10 hours a month. No hours during trading. 3) Lunch Break - Investment Committee; Located in Monmouth NJ. Lunch break provides meals for the poor in Monmouth County in NJ. I sit on the board that oversees they long term planning needs. We have quarterly conference calls where the FA on the account reviews the current asset allocations and makes recommendations. The board listens and votes to make any changes. The call is generally one hour a quarter and towards the end of the day. This is a volunteer position and receive no compensation. I will not make any recommendation nor be involved in any allocation to a Putnam fund. Beginning 1/1/2023: Approx12 hours annually, no time during normal securities hours.
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Kelly Shannahan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
February 3, 2020 - Present
PUTNAM INVESTMENT MANAGEMENT, LLC
Office #1: 100 Federal St, Boston, MA 02110RIA
CRD#: 106629
BOSTON, MA
Current
July 2, 2024 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 101 John F. Kennedy Parkway, Short Hills, NJ 07078BD
CRD#: 109064
Short Hills, NJ
Past
May 1, 2018 - July 2, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
BOSTON, MA
Past
August 23, 2017 - April 12, 2018
ADVISORS ASSET MANAGEMENT, INC.
BD
CRD#: 46727
PRINCETON, NJ
Past
January 18, 2013 - March 1, 2017
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
BD
CRD#: 25567
MENDHAM, NJ
Past
September 21, 2011 - January 17, 2013
LOCORR DISTRIBUTORS, LLC
BD
CRD#: 41782
EXCELSIOR, MN
Past
February 22, 1988 - September 20, 2011
ALLIANCEBERNSTEIN INVESTMENTS, INC.
BD
CRD#: 14549
NEW YORK, NY
Past
February 28, 1985 - August 3, 1987
RELIASTAR FINANCIAL MARKETING CORP.
BD
CRD#: 4234
Past
April 4, 1983 - March 1, 1985
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PI
PUTNAM INVESTMENT MANAGEMENT, LLC
37 CAPITAL | PUTNAM PRIVATE ASSET MANAGEMENT | PUTNAM MANAGEMENT | PUTNAM INVESTMENTS | PUTNAM INVESTMENT MANAGEMENT, LLC | PUTNAM INVESTMENT MANAGEMENT INC
CRD#: 106629 / SEC#: 801-7974
RIA
Registered Investment Advisory firm - (11/19/1971 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/2/2024)
RR
Connecticut(7/2/2024)
RR
Florida(7/2/2024)
IAR
Massachusetts(2/3/2020)
RR
Massachusetts(7/2/2024)
RR
New Jersey(7/2/2024)
RR
New York(7/2/2024)
RR
Pennsylvania(7/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PI
PUTNAM INVESTMENT MANAGEMENT, LLC
37 CAPITAL | PUTNAM PRIVATE ASSET MANAGEMENT | PUTNAM MANAGEMENT | PUTNAM INVESTMENTS | PUTNAM INVESTMENT MANAGEMENT, LLC | PUTNAM INVESTMENT MANAGEMENT INC
CRD#: 106629 / SEC#: 801-7974
RIA
Registered Investment Advisory firm - (11/19/1971 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
100 Federal St, Boston, MA 02110
Mailing Address
Phone number
(617) 292-1000
Established
Firm type
Fiscal year end
# of Employees
197
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 559 |
| AUM (Assets Under Management) | $ 85,208,444,537 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD#: 106629Boston, MA 02110TRUST BUT VERIFY
Monitor Gregory Shannahan
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
