Larry D. Hudson

TAVCO FINANCIAL ADVISORY,

Greenville, NC

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CRD#: 1103859

Professional summary

Larry Danny Hudson is a registered financial advisor currently at TAVCO FINANCIAL ADVISORY, INC located in Greenville, North Carolina and THE TAVENNER COMPANY located in Springfield, Ohio.

Larry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Larry has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 51 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Danny's Cleaning Service; Non-Investment Related; Owner; Greenville, NC; Independent Contractor for Janitorial Services; Will begin activity 1/1/20; No activity during securities trading hours; activity will be approximately 10 hours per months conducted outside of securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Danny Hudson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 2, 2018 - Present

TAVCO FINANCIAL ADVISORY, INC

RIA

CRD#: 290084

Greenville, NC

Current

January 2, 2018 - Present

THE TAVENNER COMPANY

Office #1: 4910 Old Mechanicsburg Rd., Springfield, OH 45502

CRD#: 18004

SPRINGFIELD, OH

Past

November 20, 2013 - December 31, 2017

W.H. COLSON & ASSOCIATES, INC.

RIA

CRD#: 117309

GREENVILLE, NC

Past

September 11, 2002 - December 31, 2017

W. H. COLSON SECURITIES, INC.

CRD#: 117789

GREENVILLE, NC

Past

January 2, 2002 - September 11, 2002

NORTHEAST SECURITIES, LLC

CRD#: 25996

MITCHELFIELD, NY

Past

January 3, 1997 - December 31, 2001

INVESTORS CAPITAL CORP.

CRD#: 30613

LYNNFIELD, MA

Past

June 1, 1996 - December 31, 1996

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

October 25, 1988 - June 1, 1996

NORTH AMERICAN MANAGEMENT, INC.

CRD#: 624

SIOUX FALLS, SD

Past

March 23, 1983 - October 31, 1988

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Missouri
(3/2/2018)

North Carolina
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/2/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/21/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/24/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 12/19/2001

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

TAVCO FINANCIAL ADVISORY, INC

CRD#: 290084 / SEC#:

Georgia

Registered Investment Advisory firm - (1/18/2019 Approved)

Kentucky

Registered Investment Advisory firm - (1/26/2024 Approved)

Massachusetts

Registered Investment Advisory firm - (11/28/2017 Approved)

Missouri

Registered Investment Advisory firm - (12/1/2017 Approved)

Ohio

Registered Investment Advisory firm - (11/16/2017 Approved)

Virginia

Registered Investment Advisory firm - (12/8/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4910 Old Mechanicsburg Rd, Springfield, OH 45502

Mailing Address

Phone number

(937) 399-8415

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	46
AUM (Assets Under Management)	$ 3,914,269

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Larry D. Hudson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Larry Danny Hudson's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE TAVENNER COMPANY

W.H. COLSON & ASSOCIATES, INC.

W. H. COLSON SECURITIES, INC.

NORTHEAST SECURITIES, LLC

INVESTORS CAPITAL CORP.

WALNUT STREET SECURITIES, INC.

NORTH AMERICAN MANAGEMENT, INC.

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 3/2/2000

Series 63

Date: 3/21/1983

SIE

Date: 10/1/2018

Series 6

Date: 3/21/1983

Series 51

Date: 3/24/2004

Series 26

Date: 12/19/2001

FINRA

Current Firm

TAVCO FINANCIAL ADVISORY, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TAVCO FINANCIAL ADVISORY, INC

TRUST BUT VERIFY

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