Edwin L. Shaughnessy

MURIEL SIEBERT & CO.

Beverly Hills, CA 90212

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CRD#: 1103033

Professional summary

Edwin Louis Shaughnessy is a registered financial professional currently at MURIEL SIEBERT & CO., LLC located in Beverly Hills, California.

Edwin is registered as a RR (Registered Representative) and started their career in finance in 1999. Edwin has worked at 3 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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CRS (Client Relationship Summary) - BD

Click below to view Edwin Louis Shaughnessy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2020 - Present

MURIEL SIEBERT & CO., LLC

Office #1: 9378 Wilshire Blvd Suite 300, Beverly Hills, CA 90212

CRD#: 5376

Beverly Hills, CA

Past

March 6, 2007 - January 3, 2020

STOCKCROSS FINANCIAL SERVICES, INC.

CRD#: 6670

BEVERLY HILLS, CA

Past

February 2, 1999 - December 4, 2006

TD AMERITRADE, INC.

CRD#: 7870

BEVERLY HILLS, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(1/2/2020)

Exams

State Security Law Exam

Series 63

Date: 2/22/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/1/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/26/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/10/2000

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

MURIEL SIEBERT & CO., LLC

MURIEL SIEBERT & CO., INC. | MURIEL SIEBERT & CO., LLC

CRD#: 5376 / SEC#: , 8-14900

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

300 Vesey Street 5th Floor, New York, NY, 10282

Mailing Address

653 Collins Avenue, Miami Beach, FL 33139

Phone number

(800) 872-0444

Established

Delaware since 01/01/2024

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SIEBERT FINANCIAL CORPORATION	PARENT COMPANY
BENDER, KYLE ROBERT	REGISTERED OPTIONS AND SECURITIES FUTURES PRINCIPAL ("ROSFP")	2287329
BONO, RONALD ROSS	CUSTOMER RELATIONSHIP OFFFICER	1247269
COLOMBINO, MICHAEL JONATHAN	CHIEF FINANCIAL OFFICER/BOARD MEMBER	4871852
GEBBIA, GLORIA ESTELLE	BOARD MEMBER	2126152
GEBBIA, JOHN MICHAEL	CO-CEO/BOARD MEMBER	1866455
GEBBIA, RICHARD SAL	CO-CEO/BOARD MEMBER	2348552
REICH, ANDREW HENRY	BOARD MEMBER	1966909
SCHEBECE, GREGORY CHARLES	CHIEF INFORMATION OFFICER	1498632
SCUTERI, FREDRICK PAUL	CHIEF OPERATING OFFICER	2623915
SOSNOWSKI, PETER JAMES	NATIONAL SALES MANAGER	1540143
VILLELLA, BARBARA DUNNE	CCO/AMLCO	1719722

Disclosures

Regulatory Event	6
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Edwin L. Shaughnessy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Edwin Louis Shaughnessy's CRS (Customer Relationship Summary).

Certified licenses

Experience

STOCKCROSS FINANCIAL SERVICES, INC.

TD AMERITRADE, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/1999

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 2/1/1999

Series 10

Date: 9/26/2000

Series 9

Date: 7/10/2000

FINRA

NYSE American LLC

Nasdaq Stock Market

New York Stock Exchange

Current Firm

MURIEL SIEBERT & CO., LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MURIEL SIEBERT & CO., LLC

TRUST BUT VERIFY

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