Stephen J. Gillette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen James Gillette was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1983. Stephen had worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 24, 2003 - February 11, 2015
HUNTER WISE SECURITIES, LLC
March 23, 1983 - September 10, 1987
B. J. LEONARD AND COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
HUNTER WISE SECURITIES, LLC
CRD#: 104193 / SEC#: , 8-52660
Contact information
Documents
Red Flags
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