David A. Lantz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Arthur Lantz was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1983. David had worked at 9 firms and has passed the Series 63, SIE, Series 79, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 12, 2022 - November 12, 2024
EXCELSIOR EQUITIES
February 16, 2018 - October 1, 2020
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
June 27, 2017 - February 15, 2018
COLLIERS SECURITIES LLC
September 5, 2002 - June 23, 2017
FELTL & COMPANY
June 22, 1994 - September 3, 2002
MILLER JOHNSON STEICHEN KINNARD, INC.
October 9, 1993 - June 24, 1994
AEGIS INVESTMENTS, INC.
November 1, 1990 - December 31, 1991
AEGIS INVESTMENTS, INC.
December 23, 1988 - January 19, 1989
B.C. CHRISTOPHER SECURITIES CO.
February 21, 1984 - December 23, 1988
MORISON SECURITIES, INC.
March 22, 1983 - January 13, 1984
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EXCELSIOR EQUITIES
CRD#: 309158 / SEC#: , 8-70533
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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