Paul L. Mcentire
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Louis Mcentire was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2017 - October 20, 2023
PALO ALTO ADVISORS, INC.
February 8, 2011 - December 31, 2016
PALO ALTO ADVISORS, INC.
August 12, 1994 - July 11, 1997
BROOKSTREET SECURITIES CORPORATION
September 17, 1993 - August 16, 1994
UBS FINANCIAL SERVICES INC.
April 26, 1989 - December 31, 1990
CROSSMARK DISTRIBUTORS, INC.
March 22, 1983 - November 8, 1988
GREAT AMERICAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALO ALTO ADVISORS, INC.
CRD#: 140828 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 10,000,000 |
Red Flags
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