Elizabeth M. Standow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Elizabeth M Standow, who also goes by Elizabeth Marie Standow, Elizabeth Standow, was a registered financial professional .
Elizabeth is a previously registered financial professional and started their career in finance in 1983. Elizabeth had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 6, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2013 - August 13, 2023
IA GLOBAL CAPITAL LLC
March 15, 2012 - May 9, 2012
COMMONWEALTH FINANCIAL NETWORK
January 30, 2007 - July 26, 2010
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
February 15, 2002 - October 7, 2005
PRUDENTIAL EQUITY GROUP, LLC
January 29, 2001 - June 12, 2001
HARRISDIRECT LLC
January 1, 1993 - October 1, 1996
FIDELITY BROKERAGE SERVICES LLC
September 23, 1983 - January 11, 1991
FIDELITY BROKERAGE SERVICES LLC
April 6, 1983 - December 5, 1984
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 7/31/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IA GLOBAL CAPITAL LLC
CRD#: 129802 / SEC#: , 8-66255
Contact information
FINRA licenses (13 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
