William G. Schmidle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William George Schmidle was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1983. William had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2007 - September 26, 2016
PEKIN HARDY STRAUSS, INC.
March 7, 2007 - December 31, 2007
SF INVESTMENTS, INC.
December 1, 2006 - December 31, 2007
SF INVESTMENTS, INC.
January 28, 1992 - April 20, 1993
PRUDENTIAL EQUITY GROUP, LLC
September 18, 1987 - April 25, 1990
GARY-WHEATON INVESTMENT SERVICES, INC.
April 21, 1986 - June 26, 1987
MORGAN STANLEY DW INC.
August 5, 1985 - April 1, 1986
J.P. MORGAN SECURITIES LLC
January 23, 1985 - August 26, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 23, 1983 - December 12, 1984
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
PEKIN HARDY STRAUSS, INC.
CRD#: 107310 / SEC#: 801-35684
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEKIN HARDY STRAUSS, INC.
CRD#: 107310 / SEC#: 801-35684
Contact information
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,821 |
| AUM (Assets Under Management) | $ 1,144,100,534 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/26/2025 | ||
| 09/25/2024 | ||
| 10/18/2023 | ||
| 01/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
