Richard Hunter
Professional summary
Richard Hunter is a registered financial advisor currently at TRINITY ASSET MANAGEMENT CO. located in Los Angeles, California.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Richard has worked at 7 firms and has passed the Series 66, Series 63, Series 7, Series 3, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Hunter's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2006 - Present
TRINITY ASSET MANAGEMENT CO.
Office #1: 545 So. Figueroa Street Suite 1233, Los Angeles, CA 90071December 5, 2005 - February 23, 2006
RBC CAPITAL MARKETS, LLC
December 5, 2005 - February 23, 2006
RBC CAPITAL MARKETS, LLC
March 27, 2001 - November 29, 2005
ALLIANCE WARBURG GLOBAL FINANCIAL SERVICES, INC.
April 10, 2000 - May 2, 2001
WELLS FARGO CLEARING SERVICES, LLC
December 17, 1993 - July 15, 1994
CREDIT SUISSE SECURITIES (USA) LLC
March 12, 1987 - December 15, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 21, 1983 - December 5, 1986
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/28/2006)
Exams
Series 8
Date: 8/27/1984
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TRINITY ASSET MANAGEMENT CO.
CRD#: 128702 / SEC#: 801-62432
Contact information
Regulatory assets under management
| Total Number of Accounts | 123 |
| AUM (Assets Under Management) | $ 103,505,036 |
Red Flags
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