Mary S. Magette

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CRD#: 1100961

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mary Susan Magette was a registered financial professional .

Mary is a previously registered financial professional and started their career in finance in 1983. Mary had worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) BEALE HEALY FINANCIAL GROUP, INC. 6806 PARAGON PLACE, SUITE 140 RICHMOND, VA 23230 COMMENCED: 1/1983 TITLE: VICE PRESIDENT, FINANCE 10 HOURS/MONTH AFTER SECURITIES HOURS-RISK MANAGEMENT ANALYSIS AND TAX PLANNING (2) BEALE HEALY INVESTMENT ADVISORS, INC. 6806 PARAGON PLACE, SUITE 140 RICHMOND, VA 23230 COMMENCED: 3/1/1983 TITLE: VICE PRESIDENT & MANAGING DIRECTOR 150 HOURS/MONTH 7.5 HOURS/DAY DURING SECURITIES TRADING HOURS DUTIES: ADVISER (3) ROYAL ALLIANCE ASSOCIATES, INC. 6806 PARAGON PLACE, SUITE 140 RICHMOND, VA 23230 COMMENCED: 11/18/1989 TITLE: REGISTERED REPRESENTATIVE 5 HOURS/MONTH AFTER TRADING HOURS DUTIES: SECURITIES SERIES 7 (4) BEALE HEALY FINANCIAL GROUP, INC. POSITION: VP NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 01/26/1979 ADDRESS: 6806 Paragon Pl, Richmond VA 23230, United States DESCRIPTION: Accounting

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 29, 2002 - June 29, 2022

BEALE HEALY INVESTMENT ADVISORS INC

RIA

CRD#: 110969

RICHMOND, VA

Past

November 19, 1989 - January 15, 2021

OSAIC WEALTH, INC.

CRD#: 23131

RICHMOND, VA

Past

April 19, 1984 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

March 1, 1983 - May 29, 1984

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/23/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/19/1983

General Securities Representative Examination

Current Firm

BEALE HEALY INVESTMENT ADVISORS INC

CRD#: 110969 / SEC#: 801-19563

RIA

Registered Investment Advisory firm - (6/25/2012 Terminated)

Texas

Registered Investment Advisory firm - (5/19/2012 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (6/25/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

6806 Paragon Place Suite 140, Richmond, VA 23230

Mailing Address

Phone number

(804) 355-0223

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 76,189,492

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mary S. Magette

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BEALE HEALY INVESTMENT ADVISORS INC

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

GREEN HILL FINANCIAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 3/23/1983

SIE

Date: 10/1/2018

Series 7

Date: 2/19/1983

Current Firm

BEALE HEALY INVESTMENT ADVISORS INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEALE HEALY INVESTMENT ADVISORS INC

TRUST BUT VERIFY

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