Charles J. Lajeskie
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles John Lajeskie, who also goes by Charlie Lajeskie, Lajeskie, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1983. Charles had worked at 7 firms and has passed the Series 63, Series 6, Series 22 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2011 - March 22, 2013
GROVE POINT INVESTMENTS, LLC
July 9, 2010 - October 4, 2011
SIGNATOR INVESTORS, INC.
February 15, 2008 - February 5, 2010
OSAIC FS, INC.
March 24, 2000 - December 31, 2001
THE O.N. EQUITY SALES COMPANY
November 22, 1988 - March 24, 2000
ROBERT W. BAIRD & CO. INCORPORATED
November 22, 1988 - March 24, 2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
June 27, 1986 - October 31, 1988
OSAIC FS, INC.
March 9, 1983 - October 14, 1986
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
