Karen A. Steighner
Professional summary
Karen Ann Steighner, who also goes by Karen Ann Huber, Karen Ann Huber Steighner, is a registered financial professional currently at MSEC, LLC located in Overland Park, Kansas and QUADRIGA SECURITIES, LLC located in Denver, Colorado.
Karen is registered as a RR (Registered Representative) and started their career in finance in 1983. Karen has worked at 41 firms and has passed the Series 65, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Karen Ann Steighner's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 11, 2017 - Present
MSEC, LLC
Office #1: 5700 W 112th Street Suite 500, Overland Park, KS 66211October 22, 2019 - Present
QUADRIGA SECURITIES, LLC
Office #1: 44 Cook Street Suite 255, Denver, CO 80206January 23, 2025 - April 12, 2025
CANGURU CAPITAL ADVISORS
June 7, 2024 - September 4, 2025
IB CAPITAL LLC
June 9, 2022 - May 29, 2024
PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
April 22, 2021 - June 3, 2022
ACORNS SECURITIES, LLC
January 25, 2019 - July 14, 2020
ASGARD SECURITIES, LLC
September 19, 2017 - February 19, 2020
OVERTON SECURITIES, LLC
May 11, 2017 - March 9, 2018
COACHMAN ENERGY PARTNERS LLC
September 14, 2016 - March 3, 2017
YELLOWSTONE PARTNERS
October 30, 2014 - May 15, 2017
CLICK CAPITAL MARKETS
August 21, 2014 - October 10, 2014
INVESTMENT VISA CONSULTANTS, LLC
February 26, 2014 - May 7, 2016
KROLL SECURITIES LLC
December 19, 2011 - January 15, 2014
AMERICAN NETWORK SECURITIES CORP.
September 7, 2011 - March 6, 2020
ARES WEALTH MANAGEMENT SOLUTIONS, LLC
May 21, 2010 - March 3, 2015
FOUNDERS FINANCIAL SECURITIES LLC
May 13, 2010 - October 13, 2011
HAYDEN STONE & CO., LLC
June 5, 2008 - June 20, 2008
ALT FUND DISTRIBUTORS LLC
August 31, 2006 - July 21, 2008
J. SCOTT SECURITIES CORP.
July 26, 2006 - February 14, 2007
ARQUE CAPITAL, LTD.
June 7, 2006 - June 30, 2006
ARQUE CAPITAL, LTD.
December 5, 2005 - May 7, 2012
TRIVE NEW YORK LLC
June 2, 2005 - August 7, 2009
NUNAMI SERVICES, LLC.
January 5, 2005 - November 19, 2010
CREATIS CAPITAL LLC
October 25, 2004 - June 6, 2005
CIM SECURITIES, LLC
March 26, 2004 - October 29, 2004
CLAYTON LOWELL, & CONGER INC
August 8, 2003 - November 6, 2003
CLAYTON LOWELL, & CONGER INC
August 6, 2003 - October 31, 2005
NEAR EARTH, LLC
February 25, 2003 - October 29, 2004
RIDGEWAY & CONGER, INC.
February 25, 2003 - May 17, 2006
LTC INVESTMENT SERVICES, INC.
February 25, 2003 - January 14, 2013
MSF SECURITIES, INC.
February 7, 2003 - February 18, 2004
ESSENTIAL SECURITIES, INC.
January 7, 2003 - February 2, 2010
DESON & CO.
March 17, 1997 - May 14, 2001
BROKERAGE ADMINISTRATORS CORPORATION
February 27, 1996 - February 19, 1997
KFS BD, INC.
December 12, 1995 - March 8, 1996
MORGAN STANLEY DW INC.
May 5, 1995 - December 7, 1995
IFMG SECURITIES, INC.
November 5, 1992 - September 13, 1994
CONSOLIDATED INVESTMENT SERVICES, INC.
June 15, 1992 - September 4, 1992
A. G. EDWARDS & SONS, INC.
July 19, 1991 - May 26, 1993
WELLS FARGO CLEARING SERVICES, LLC
April 7, 1989 - November 19, 1990
WADDELL & REED
July 31, 1986 - June 22, 1987
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 24, 1983 - January 7, 1986
BOETTCHER & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
QUADRIGA SECURITIES, LLC
CRD#: 153861 / SEC#: , 8-68580
Contact information
FINRA licenses (2 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
