Julie M. Goldberg
Professional summary
Julie Michelle Goldberg, who also goes by Julie M Payne, Julie Michelle Payne, is a registered financial professional currently at MARKETAXESS CORPORATION located in New York, New York.
Julie is registered as a RR (Registered Representative) and started their career in finance in 1983. Julie has worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Julie Michelle Goldberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 9, 2003 - Present
MARKETAXESS CORPORATION
Office #1: 55 Hudson Yards 15th Floor, New York, NY 10001May 13, 1998 - March 27, 2002
MARKETAXESS CORPORATION
January 24, 1990 - March 17, 1998
CIBC WORLD MARKETS CORP.
March 26, 1987 - June 1, 1988
PRINTON, KANE GOVERNMENT SECURITIES, INC.
May 13, 1986 - December 2, 1986
PRUDENTIAL EQUITY GROUP, LLC
July 19, 1985 - February 11, 1986
VINING-SPARKS SECURITIES, INC.
July 19, 1985 - February 12, 1986
PLANSMITH SECURITIES,INC.
April 22, 1985 - July 24, 1985
E. F. HUTTON & COMPANY INC
February 24, 1983 - March 29, 1985
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/16/2003)
Exams
FINRA
Current Firm
MARKETAXESS CORPORATION
CRD#: 44542 / SEC#: , 8-50727
Contact information
FINRA licenses (50 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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