Gregory D. Stewart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Dean Stewart, CFP®, who also goes by Greg Stewart, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1983. Gregory had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2013 - March 18, 2025
T. ROWE PRICE ADVISORY SERVICES, INC.
February 1, 2008 - June 3, 2013
T. ROWE PRICE ADVISORY SERVICES, INC.
January 10, 2008 - March 18, 2025
T. ROWE PRICE INVESTMENT SERVICES, INC.
January 4, 1999 - December 31, 2007
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 8, 1996 - January 4, 1999
ROBERT THOMAS SECURITIES, INC
January 29, 1988 - April 11, 1996
AMERICAN DISCOUNT SECURITIES, INC.
April 19, 1983 - February 10, 1988
B.C. CHRISTOPHER SECURITIES CO.
Primary Firm SEC Registration
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
T. ROWE PRICE ADVISORY SERVICES, INC.
CRD#: 108958 / SEC#: 801-58098
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,014 |
| AUM (Assets Under Management) | $ 3,861,357,894 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2025 | ||
| 01/27/2025 | ||
| 10/27/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
