Michael J. Bruno

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

East Aurora, NY 14052

Some features on this profile are disabled

CRD#: 1099987

Professional summary

Michael John Bruno, ChFC®, CLU® is a registered financial advisor currently at LASALLE ST. INVESTMENT ADVISORS, L.L.C. located in East Aurora, New York and LASALLE ST SECURITIES, L.L.C. located in Lenox, Massachusetts.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Michael has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**MJB Financial Services, Inc. Position: President Nature: Insurance Sales Investment Related: No Hours: 130 Securities Trading Hours: 65 Start Date: 10/01/1989 Address: PO Box 520/Buffalo, NY 14217-0520 Buflex LLC,- previously owned office building, the office building was sold, Buflex LLC only has a small bank account attached with it now. Michael J Bruno, rental property

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Bruno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

November 8, 2022 - Present

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Office #1: 634 Main Street Suite 200, East Aurora, NY 14052

RIA

CRD#: 109701

East Aurora, NY

Current

October 28, 2022 - Present

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

Lenox, MA

Past

December 4, 2017 - November 3, 2022

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

WILLIAMSVILLE, NY

Past

December 1, 2017 - November 3, 2022

SECURITIES AMERICA, INC.

CRD#: 10205

WILLIAMSVILLE, NY

Past

June 23, 2011 - December 6, 2017

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

WILLIAMSVILLE, NY

Past

June 23, 2011 - December 6, 2017

INVEST FINANCIAL CORPORATION

CRD#: 12984

WILLIAMSVILLE, NY

Past

July 21, 2005 - June 23, 2011

ENSEMBLE FINANCIAL SERVICES, INC.

RIA

CRD#: 17443

WILLIAMSVILLE, NY

Past

October 31, 2002 - June 23, 2011

ENSEMBLE FINANCIAL SERVICES, INC.

CRD#: 17443

WILLIAMSVILLE, NY

Past

November 8, 1989 - November 14, 2002

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

March 29, 1983 - October 27, 1989

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(8/17/2023)

Georgia
(3/13/2023)

IAR

Georgia
(3/15/2023)

IAR

Illinois
(3/13/2023)

New Jersey
(1/30/2023)

IAR

New Jersey
(1/30/2023)

New York
(10/28/2022)

IAR

New York
(11/8/2022)

IAR

North Carolina
(2/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/20/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/19/1983

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

CRD#: 109701 / SEC#: 801-33422

RIA

Registered Investment Advisory firm - (2/10/1989 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

940 N. Industrial Dr., Elmhurst, IL 60126-1131

Mailing Address

Phone number

(630) 600-0500

Established

Firm type

Fiscal year end

# of Employees

144

SEC notice filing (46 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LSIA ADV PART 2A 01-02-18 (12/3/2025)

Regulatory assets under management

Total Number of Accounts	11,941
AUM (Assets Under Management)	$ 4,346,509,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Michael Gimlin

LPL FINANCIAL LLC

IAR

Williamsville, NY

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael J. Bruno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Bruno's CRS (Customer Relationship Summary).

Certified licenses

Experience

LASALLE ST SECURITIES, L.L.C.

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

ENSEMBLE FINANCIAL SERVICES, INC.

ENSEMBLE FINANCIAL SERVICES, INC.

NEW ENGLAND SECURITIES

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/20/2005

Series 63

Date: 9/19/1996

SIE

Date: 10/1/2018

Series 6

Date: 3/19/1983

FINRA

Current Firm

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

Contact information

SEC notice filing (46 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LASALLE ST. INVESTMENT ADVISORS, L.L.C.

TRUST BUT VERIFY

Similar Advisors