Evan H. Wein
Professional summary
Evan Howard Wein is a registered financial professional currently at MONNESS CRESPI HARDT & CO., INC. located in New York, New York.
Evan is registered as a RR (Registered Representative) and started their career in finance in 1983. Evan has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Evan Howard Wein's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 6, 2019 - Present
MONNESS CRESPI HARDT & CO., INC.
Office #1: 780 Third Avenue 24th Fl, New York, NY 10017-2047August 14, 2013 - August 5, 2019
MERCURY CAPITAL ADVISORS, LLC
February 26, 2011 - August 12, 2013
NORFOLK MARKETS, LLC
May 12, 2009 - February 18, 2011
WEEDEN & CO.L.P.
March 24, 2009 - May 8, 2009
MATRIX CAPITAL GROUP, INC.
March 14, 2001 - January 9, 2002
SANDGRAIN SECURITIES LLC
February 24, 1983 - March 16, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/12/2019)
(8/6/2019)
(8/6/2019)
(8/6/2019)
(10/28/2019)
(8/6/2019)
(8/6/2019)
Exams
Series 8
Date: 4/16/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
MONNESS CRESPI HARDT & CO., INC.
CRD#: 7424 / SEC#: , 8-21380
Contact information
FINRA licenses (14 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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